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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
176
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$91K 0.04%
6,352
– –
JCE icon
177
Nuveen Core Equity Alpha Fund
JCE
$280M
$88K 0.04%
6,177
+210
+4% +$3K
RCG
178
RENN Fund
RCG
$20.7M
$87K 0.03%
97,088
-9,500
-9% -$9.14K
AMJ
179
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$87K 0.03%
3,000
+2,000
+200% +$61.4K
PSMT icon
180
Pricesmart
PSMT
$5.81B
$83K 0.03%
1,000
– –
JDD
181
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$82K 0.03%
7,586
– –
BUI icon
182
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$80K 0.03%
4,746
– –
CEF icon
183
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$80K 0.03%
8,000
– –
EMO
184
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$80K 0.03%
1,261
– –
CHN
185
DELISTED
China Fund
CHN
$78K 0.03%
5,000
– –
XIV
186
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$77K 0.03%
+3,000
New +$86.5K
BOI
187
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$74K 0.03%
5,001
– –
TEVA icon
188
Teva Pharmaceuticals
TEVA
$36.2B
$69K 0.03%
1,046
+147
+16% +$9.08K
AZN icon
189
AstraZeneca
AZN
$263B
$67K 0.03%
987
– –
KPTI icon
190
Karyopharm Therapeutics
KPTI
$161M
$65K 0.03%
325
– –
DTF
191
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$64K 0.03%
+4,264
New +$63.6K
ISD
192
PGIM High Yield Bond Fund
ISD
$418M
$64K 0.03%
4,391
-1,540
-26% -$22.6K
FDX icon
193
FedEx
FDX
$73.5B
$60K 0.02%
400
– –
DSE
194
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$60K 0.02%
+1,000
New +$74.4K
NQU
195
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$57K 0.02%
+4,000
New +$54.9K
WIA
196
Western Asset Inflation-Linked Income Fund
WIA
$185M
$56K 0.02%
5,340
– –
IHI icon
197
iShares US Medical Devices ETF
IHI
$3.06B
$55K 0.02%
+2,700
New +$54K
GER
198
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$55K 0.02%
+1,111
New +$78.9K
ABE
199
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$54K 0.02%
4,964
– –
APB
200
DELISTED
Asia Pacific Fund
APB
$52K 0.02%
5,150
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.