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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
176
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$110K 0.06%
8,000
– –
IRR
177
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$108K 0.06%
10,250
– –
NTC
178
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$107K 0.06%
8,808
– –
PSMT icon
179
Pricesmart
PSMT
$5.81B
$101K 0.06%
1,000
-363
-27% -$36.4K
CHN
180
DELISTED
China Fund
CHN
$100K 0.06%
5,000
– –
DDF
181
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$100K 0.06%
10,476
– –
BUI icon
182
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$95K 0.06%
5,000
– –
CSQ icon
183
Calamos Strategic Total Return Fund
CSQ
$3.21B
$95K 0.06%
+8,535
New +$93.6K
MSP
184
DELISTED
Madison Strategic Sector
MSP
$95K 0.06%
7,785
– –
VTOL icon
185
Bristow Group
VTOL
$1.37B
$94K 0.06%
1,608
– –
CCA
186
DELISTED
MFS California Municipal Fund
CCA
$93K 0.05%
8,796
+3,500
+66% +$36.5K
MIY icon
187
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$90K 0.05%
6,800
-650
-9% -$8.49K
NQI
188
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$89K 0.05%
7,000
– –
ARMF
189
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$88K 0.05%
4,001
– –
SPXX icon
190
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$85K 0.05%
6,001
– –
NEA icon
191
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$84K 0.05%
6,500
-1,000
-13% -$12.9K
TIP icon
192
iShares TIPS Bond ETF
TIP
$14.5B
$84K 0.05%
750
– –
BOI
193
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$84K 0.05%
5,001
– –
EVV
194
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$83K 0.05%
5,440
– –
NUM
195
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$80K 0.05%
5,918
– –
FDI
196
DELISTED
FORT DEARBORN INCOME SECS
FDI
$78K 0.05%
5,400
– –
BWG
197
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$74K 0.04%
4,206
-2,108
-33% -$35.1K
DMB
198
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$74K 0.04%
6,601
+200
+3% +$2.2K
GDX icon
199
VanEck Gold Miners ETF
GDX
$23.2B
$71K 0.04%
3,000
– –
NXZ
200
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$68K 0.04%
5,000
– –
6 7
8
9 10

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.