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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACP
176
abrdn Income Credit Strategies Fund
ACP
$641M
$75K 0.05%
4,616
-1,612
-26% -$26.7K
GDX icon
177
VanEck Gold Miners ETF
GDX
$23.2B
$75K 0.05%
3,000
– –
ASG
178
Liberty All-Star Growth Fund
ASG
$325M
$73K 0.05%
14,802
+6,812
+85% +$32.5K
NAZ icon
179
Nuveen Arizona Quality Municipal Income Fund
NAZ
$157M
$71K 0.05%
5,700
– –
EVM
180
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$70K 0.05%
6,749
– –
EMI
181
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$70K 0.05%
6,234
+660
+12% +$7.37K
JPI
182
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$68K 0.04%
3,000
– –
ABE
183
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$66K 0.04%
3,400
– –
SOR
184
Source Capital
SOR
$371M
$64K 0.04%
1,033
-872
-46% -$54.9K
NUM
185
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$63K 0.04%
4,918
– –
AKP
186
DELISTED
Alliance Californa Muni Fd
AKP
$61K 0.04%
5,000
– –
APB
187
DELISTED
Asia Pacific Fund
APB
$61K 0.04%
6,000
– –
CCA
188
DELISTED
MFS California Municipal Fund
CCA
$54K 0.03%
5,296
– –
PDT
189
John Hancock Premium Dividend Fund
PDT
$637M
$51K 0.03%
4,256
+22
+0.5% +$277
TWN
190
Taiwan Fund
TWN
$488M
$51K 0.03%
2,859
– –
EGX
191
DELISTED
ENGEX INC
EGX
$51K 0.03%
16,572
-100
-0.6% -$308
MVCB.CL
192
DELISTED
MVC Capital, Inc.
MVCB.CL
$50K 0.03%
2,000
– –
SBUX icon
193
Starbucks
SBUX
$118B
$46K 0.03%
1,200
– –
NIQ
194
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$46K 0.03%
4,000
– –
NID
195
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$46K 0.03%
4,001
– –
DPG
196
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$45K 0.03%
2,410
– –
GCV.PRB.CL
197
DELISTED
Gabelli Convertible and Income Securities Fund Series 6.00% Cumulative Called for Redemption
GCV.PRB.CL
$44K 0.03%
1,754
-300
-15% -$7.51K
MVC
198
DELISTED
MVC Capital, Inc.
MVC
$43K 0.03%
3,318
– –
GEQ
199
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$43K 0.03%
2,484
+921
+59% +$16.5K
ISL
200
DELISTED
Aberdeen Israel Fund
ISL
$42K 0.03%
2,750
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.