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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
151
BlackRock Enhanced International Dividend Trust
BGY
$521M
$18.2K 0.01%
3,644
– –
NMAI icon
152
Nuveen Multi-Asset Income Fund
NMAI
$461M
$17.6K 0.01%
1,587
-218,492
-99% -$2.56M
TSLA icon
153
Tesla
TSLA
$1.22T
$17.5K 0.01%
70
– –
BDJ icon
154
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$17.3K 0.01%
2,272
+46
+2% +$368
HD icon
155
Home Depot
HD
$332B
$17.2K 0.01%
57
– –
PEP icon
156
PepsiCo
PEP
$191B
$16.9K 0.01%
100
– –
CVX icon
157
Chevron
CVX
$383B
$16.9K 0.01%
100
– –
JRI icon
158
Nuveen Real Asset Income & Growth Fund
JRI
$353M
$16.8K 0.01%
1,585
-215,245
-99% -$2.41M
MDLZ icon
159
Mondelez International
MDLZ
$80.5B
$16.6K 0.01%
239
– –
APD icon
160
Air Products & Chemicals
APD
$66.8B
$15.6K 0.01%
55
– –
GF
161
New Germany Fund
GF
$184M
$15.5K 0.01%
1,903
-10
-0.5% -$88
PG icon
162
Procter & Gamble
PG
$335B
$15K 0.01%
103
– –
OPFI icon
163
OppFi
OPFI
$804M
$14.9K 0.01%
5,898
– –
IBN icon
164
ICICI Bank
IBN
$109B
$14.2K 0.01%
614
– –
INCY icon
165
Incyte
INCY
$24.9B
$14K 0.01%
242
– –
MXE
166
Mexico Equity and Income Fund
MXE
$57.6M
$13.9K 0.01%
1,482
+252
+20% +$2.56K
GOOG icon
167
Alphabet (Google) Class C
GOOG
$4.08T
$13.1K 0.01%
99
– –
MRSH
168
Marsh
MRSH
$91.4B
$12.9K 0.01%
68
– –
MCD icon
169
McDonald's
MCD
$191B
$12.9K 0.01%
49
-1
-2% -$285
MXF
170
Mexico Fund
MXF
$313M
$12.3K ﹤0.01%
745
– –
AGD
171
abrdn Global Dynamic Dividend Fund
AGD
$316M
$12.3K ﹤0.01%
1,416
-10
-0.7% -$93
ETN icon
172
Eaton
ETN
$150B
$12.2K ﹤0.01%
57
– –
SBUX icon
173
Starbucks
SBUX
$121B
$12K ﹤0.01%
131
– –
AZN icon
174
AstraZeneca
AZN
$266B
$11.2K ﹤0.01%
83
– –
TXN icon
175
Texas Instruments
TXN
$255B
$11.1K ﹤0.01%
70
– –
5 6
7
8 9

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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.