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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHF
151
Western Asset Municipal High Income Fund
MHF
$152M
$16.5K 0.01%
2,513
-370
-13% -$2.39K
DTF
152
DTF Tax-Free Income 2028 Term Fund
DTF
$81.5M
$16.2K 0.01%
+1,500
New +$16.3K
CVX icon
153
Chevron
CVX
$383B
$15.7K 0.01%
100
– –
PG icon
154
Procter & Gamble
PG
$338B
$15.6K 0.01%
103
– –
INCY icon
155
Incyte
INCY
$25.6B
$15.1K 0.01%
242
– –
NUW icon
156
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$14.9K 0.01%
1,088
-100
-8% -$1.38K
MCD icon
157
McDonald's
MCD
$193B
$14.9K 0.01%
50
+5
+11% +$1.45K
TMC icon
158
TMC The Metals Company
TMC
$1.53B
$14.6K 0.01%
8,959
– –
IBN icon
159
ICICI Bank
IBN
$107B
$14.2K 0.01%
614
-31
-5% -$701
AGD
160
abrdn Global Dynamic Dividend Fund
AGD
$316M
$13.6K 0.01%
1,426
-30
-2% -$281
SBUX icon
161
Starbucks
SBUX
$118B
$13K 0.01%
131
– –
NIM icon
162
Nuveen Select Maturities Municipal Fund
NIM
$116M
$12.9K 0.01%
1,430
+90
+7% +$824
MRSH
163
Marsh
MRSH
$93.6B
$12.8K 0.01%
68
– –
TXN icon
164
Texas Instruments
TXN
$248B
$12.6K 0.01%
70
– –
ZTR
165
Virtus Total Return Fund
ZTR
$340M
$12.6K 0.01%
2,071
+78
+4% +$486
MXF
166
Mexico Fund
MXF
$310M
$12.5K 0.01%
745
-360
-33% -$6.02K
MXE
167
Mexico Equity and Income Fund
MXE
$58.5M
$12.4K ﹤0.01%
+1,230
New +$12.3K
OPFI icon
168
OppFi
OPFI
$814M
$12K ﹤0.01%
5,898
– –
GOOG icon
169
Alphabet (Google) Class C
GOOG
$4.05T
$12K ﹤0.01%
99
-30
-23% -$3.47K
AZN icon
170
AstraZeneca
AZN
$271B
$11.9K ﹤0.01%
83
-13
-14% -$1.91K
PLD icon
171
Prologis
PLD
$134B
$11.7K ﹤0.01%
95
– –
ETN icon
172
Eaton
ETN
$143B
$11.5K ﹤0.01%
57
– –
GHY
173
PGIM Global High Yield Fund
GHY
$478M
$11K ﹤0.01%
1,002
-30
-3% -$330
PCTTW
174
PureCycle Technologies Inc Warrant
PCTTW
$9.5M
$11K ﹤0.01%
2,457
– –
PNC icon
175
PNC Financial Services
PNC
$99.8B
$11K ﹤0.01%
87
– –
5 6
7
8 9

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DMBA
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.