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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIF
151
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$31K 0.01%
1,821
-238,943
-99% -$3.8M
MDLZ icon
152
Mondelez International
MDLZ
$80.2B
$30K 0.01%
+549
New +$29.4K
MOR
153
DELISTED
MorphoSys AG American Depositary Shares
MOR
$30K 0.01%
837
– –
EQIX icon
154
Equinix
EQIX
$102B
$29K 0.01%
49
+9
+23% +$5.06K
KPTI icon
155
Karyopharm Therapeutics
KPTI
$161M
$29K 0.01%
100
– –
DEO icon
156
Diageo
DEO
$49.4B
$27K 0.01%
160
-13
-8% -$2.11K
TDF
157
Templeton Dragon Fund
TDF
$266M
$25K 0.01%
1,300
– –
MSFT icon
158
Microsoft
MSFT
$2.92T
$24K 0.01%
150
+6
+4% +$881
PYPL icon
159
PayPal
PYPL
$51.4B
$23K 0.01%
+216
New +$22.5K
INCY icon
160
Incyte
INCY
$26B
$21K 0.01%
242
– –
PTC icon
161
PTC
PTC
$14.7B
$21K 0.01%
278
+39
+16% +$2.77K
JPM icon
162
JPMorgan Chase
JPM
$950B
$20K 0.01%
147
+31
+27% +$3.98K
ITUB icon
163
Itaú Unibanco
ITUB
$91.6B
$19K 0.01%
2,892
– –
AAPL icon
164
Apple
AAPL
$4.99T
$18K 0.01%
240
+28
+13% +$1.8K
INO icon
165
Inovio Pharmaceuticals
INO
$84.7M
$17K 0.01%
417
– –
SE icon
166
Sea Limited
SE
$65.8B
$17K 0.01%
419
– –
TIF
167
DELISTED
Tiffany & Co.
TIF
$17K 0.01%
126
-188
-60% -$22.2K
ACN icon
168
Accenture
ACN
$101B
$16K 0.01%
74
-19
-20% -$3.7K
BDJ icon
169
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$16K 0.01%
1,602
+26
+2% +$245
AON icon
170
Aon
AON
$81.4B
$15K 0.01%
74
-20
-21% -$3.96K
DIS icon
171
Walt Disney
DIS
$172B
$15K 0.01%
104
+22
+27% +$3.07K
KXIN icon
172
Kaixin Holdings
KXIN
$8.93M
– –
0
– –
NGG icon
173
National Grid
NGG
$81.3B
$15K 0.01%
270
– –
RPAY icon
174
Repay Holdings
RPAY
$344M
$15K 0.01%
1,000
– –
ZTR
175
Virtus Total Return Fund
ZTR
$340M
$15K 0.01%
+1,348
New +$15K
5 6
7
8 9

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MEPT
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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.