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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
151
Alibaba
BABA
$276B
$40K 0.01%
238
+35
+17% +$6.01K
GDL
152
GDL Fund
GDL
$91.7M
$40K 0.01%
4,355
+46
+1% +$427
VIAV icon
153
Viavi Solutions
VIAV
$8.66B
$40K 0.01%
2,875
+409
+17% +$5.82K
QQQX icon
154
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$38K 0.01%
1,722
+29
+2% +$650
JCE icon
155
Nuveen Core Equity Alpha Fund
JCE
$278M
$37K 0.01%
2,610
+46
+2% +$648
BBVA icon
156
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$34K 0.01%
6,523
– –
GAB icon
157
Gabelli Equity Trust
GAB
$1.76B
$33K 0.01%
5,572
+134
+2% +$798
ASG
158
Liberty All-Star Growth Fund
ASG
$324M
$31K 0.01%
5,235
-21,445
-80% -$127K
USA icon
159
Liberty All-Star Equity Fund
USA
$1.79B
$30K 0.01%
4,613
+120
+3% +$758
TIF
160
DELISTED
Tiffany & Co.
TIF
$29K 0.01%
+314
New +$28.3K
DEO icon
161
Diageo
DEO
$49.4B
$28K 0.01%
173
+5
+3% +$837
ON icon
162
ON Semiconductor
ON
$32.8B
$27K 0.01%
+1,429
New +$27.5K
CHN
163
DELISTED
China Fund
CHN
$26K 0.01%
1,341
-2
-0.1% -$40
EQIX icon
164
Equinix
EQIX
$102B
$23K 0.01%
40
-33
-45% -$17.7K
TDF
165
Templeton Dragon Fund
TDF
$266M
$23K 0.01%
1,300
– –
MOR
166
DELISTED
MorphoSys AG American Depositary Shares
MOR
$23K 0.01%
+837
New +$24K
CEV
167
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$22K 0.01%
1,618
-12,829
-89% -$168K
MSFT icon
168
Microsoft
MSFT
$2.92T
$20K 0.01%
144
– –
ASA
169
ASA Gold and Precious Metals
ASA
$941M
$19K 0.01%
5,021
– –
SU icon
170
Suncor Energy
SU
$75.4B
$19K 0.01%
607
+94
+18% +$2.83K
ACN icon
171
Accenture
ACN
$101B
$18K 0.01%
93
+4
+4% +$774
AON icon
172
Aon
AON
$81.4B
$18K 0.01%
94
+41
+77% +$7.91K
INCY icon
173
Incyte
INCY
$26B
$18K 0.01%
242
– –
ITUB icon
174
Itaú Unibanco
ITUB
$91.6B
$18K 0.01%
2,892
– –
PTC icon
175
PTC
PTC
$14.7B
$16K 0.01%
239
– –
5 6
7
8 9

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.