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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
151
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$91K 0.04%
6,686
-7,816
-54% -$116K
EVM
152
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$90K 0.04%
+9,120
New +$90.3K
BMY icon
153
Bristol-Myers Squibb
BMY
$130B
$88K 0.04%
1,700
– –
TY icon
154
TRI-Continental Corp
TY
$1.86B
$85K 0.03%
3,617
+147
+4% +$3.78K
NEA icon
155
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$82K 0.03%
6,693
+140
+2% +$1.72K
NXJ
156
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$82K 0.03%
6,456
– –
PMO
157
Franklin Municipal Opportunities Trust
PMO
$282M
$81K 0.03%
7,242
– –
KF
158
Korea Fund
KF
$226M
$77K 0.03%
2,745
-7,736
-74% -$255K
USA icon
159
Liberty All-Star Equity Fund
USA
$1.79B
$77K 0.03%
14,258
+10,000
+235% +$59.4K
VWO icon
160
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$76K 0.03%
+1,986
New +$76.9K
MMD
161
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$75K 0.03%
3,863
-600
-13% -$11.7K
PMM
162
Franklin Managed Municipal Income Trust
PMM
$271M
$73K 0.03%
10,794
– –
JPC icon
163
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$71K 0.03%
8,521
-10,454
-55% -$92.4K
LLY icon
164
Eli Lilly
LLY
$1.09T
$69K 0.03%
600
– –
VCV icon
165
Invesco California Value Municipal Income Trust
VCV
$520M
$68K 0.03%
+6,000
New +$67.8K
TAK icon
166
Takeda Pharmaceutical
TAK
$56B
$67K 0.03%
+4,000
New +$67.5K
SEVN
167
Seven Hills Realty Trust
SEVN
$182M
$66K 0.03%
4,401
– –
GDX icon
168
VanEck Gold Miners ETF
GDX
$22.7B
$64K 0.03%
3,039
+15
+0.5% +$294
SRV
169
NXG Cushing Midstream Energy Fund
SRV
$218M
$59K 0.02%
1,727
-383
-18% -$15.6K
SGMO
170
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$57K 0.02%
5,000
– –
SPY icon
171
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$55K 0.02%
+220
New +$59.3K
GDV icon
172
Gabelli Dividend & Income Trust
GDV
$2.62B
$54K 0.02%
2,930
+18
+0.6% +$373
WIW
173
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$52K 0.02%
5,087
-432,875
-99% -$4.49M
VMM
174
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$51K 0.02%
4,272
– –
NVS icon
175
Novartis
NVS
$304B
$50K 0.02%
654
+96
+17% +$7.47K
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.