TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+7.01%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$2.07M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

1
HERZ
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$1.77M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$1.58M
3
CET
Central Securities Corp
CET
$1.3M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M
5
DSL
DoubleLine Income Solutions Fund
DSL
$803K

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
$1.8M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$982K
5
TY icon
TRI-Continental Corp
TY
$884K

Sector Composition

1 Consumer Discretionary 5.91%
2 Industrials 5.35%
3 Financials 4.8%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMGN icon
151
Amgen
AMGN
$155B
$115K 0.05% 700 – –
CHW
152
Calamos Global Dynamic Income Fund
CHW
$467M
$115K 0.05% 14,800 – –
JPM icon
153
JPMorgan Chase
JPM
$829B
$115K 0.05% 1,306 -148 -10% -$13K
JTD
154
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$115K 0.05% 7,665 – –
RA
155
Brookfield Real Assets Income Fund
RA
$747M
$113K 0.05% 4,941 -656 -12% -$15K
SPE.PRB
156
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$112K 0.05% 4,397 -302 -6% -$7.69K
ARDC
157
Are Dynamic Credit Allocation Fund
ARDC
$351M
$106K 0.05% 6,596 – –
CEF icon
158
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$103K 0.05% 8,000 – –
PG icon
159
Procter & Gamble
PG
$368B
$102K 0.04% 1,134 +5 +0.4% +$450
DD
160
DELISTED
Du Pont De Nemours E I
DD
$101K 0.04% 1,256 +3 +0.2% +$241
AAPL icon
161
Apple
AAPL
$3.45T
$100K 0.04% 696 +3 +0.4% +$431
CELG
162
DELISTED
Celgene Corp
CELG
$100K 0.04% 800 – –
INO icon
163
Inovio Pharmaceuticals
INO
$126M
$99K 0.04% 15,000 – –
IRL
164
DELISTED
NEW IRELAND FUND INC
IRL
$98K 0.04% 7,728 – –
RCG
165
RENN Fund
RCG
$19M
$96K 0.04% 73,851 +15,701 +27% +$20.4K
AXP icon
166
American Express
AXP
$231B
$95K 0.04% 1,199 +507 +73% +$40.2K
BMY icon
167
Bristol-Myers Squibb
BMY
$96B
$92K 0.04% 1,700 – –
PSMT icon
168
Pricesmart
PSMT
$3.3B
$92K 0.04% 1,000 – –
WMT icon
169
Walmart
WMT
$774B
$92K 0.04% 1,271 +5 +0.4% +$362
XOM icon
170
Exxon Mobil
XOM
$487B
$92K 0.04% 1,124 +6 +0.5% +$491
NZF icon
171
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$91K 0.04% 6,352 -13,932 -69% -$200K
MSFT icon
172
Microsoft
MSFT
$3.77T
$90K 0.04% 1,361 +4 +0.3% +$265
JPW
173
DELISTED
Nuveen Flexible Invstment Fd
JPW
$88K 0.04% 5,206 -2,275 -30% -$38.5K
TRV icon
174
Travelers Companies
TRV
$61.1B
$84K 0.04% 697 +4 +0.6% +$482
EEA
175
European Equity Fund
EEA
$71.2M
$78K 0.03% 9,358 – –
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