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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
151
Amgen
AMGN
$203B
$115K 0.05%
700
– –
CHW
152
Calamos Global Dynamic Income Fund
CHW
$544M
$115K 0.05%
14,800
– –
JPM icon
153
JPMorgan Chase
JPM
$939B
$115K 0.05%
1,306
-148
-10% -$13.1K
JTD
154
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$115K 0.05%
7,665
– –
RA
155
Brookfield Real Assets Income Fund
RA
$703M
$113K 0.05%
4,941
-656
-12% -$15K
SPE.PRB
156
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$112K 0.05%
4,397
-302
-6% -$7.73K
ARDC
157
Are Dynamic Credit Allocation Fund
ARDC
$297M
$106K 0.05%
6,596
– –
CEF icon
158
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$103K 0.05%
8,000
– –
PG icon
159
Procter & Gamble
PG
$343B
$102K 0.04%
1,134
+5
+0.4% +$443
DD
160
DELISTED
Du Pont De Nemours E I
DD
$101K 0.04%
1,256
+3
+0.2% +$233
AAPL icon
161
Apple
AAPL
$4.89T
$100K 0.04%
2,784
+12
+0.4% +$395
CELG
162
DELISTED
Celgene Corp
CELG
$100K 0.04%
800
– –
INO icon
163
Inovio Pharmaceuticals
INO
$79.8M
$99K 0.04%
1,250
– –
IRL
164
DELISTED
NEW IRELAND FUND INC
IRL
$98K 0.04%
7,728
– –
RCG
165
RENN Fund
RCG
$20.7M
$96K 0.04%
73,851
+15,701
+27% +$21.2K
AXP icon
166
American Express
AXP
$223B
$95K 0.04%
1,199
+507
+73% +$39.6K
BMY icon
167
Bristol-Myers Squibb
BMY
$127B
$92K 0.04%
1,700
– –
PSMT icon
168
Pricesmart
PSMT
$5.75B
$92K 0.04%
1,000
– –
WMT icon
169
Walmart Inc
WMT
$871B
$92K 0.04%
3,813
+15
+0.4% +$345
XOM icon
170
ExxonMobil
XOM
$651B
$92K 0.04%
1,124
+6
+0.5% +$501
NZF icon
171
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$91K 0.04%
6,352
-13,932
-69% -$199K
MSFT icon
172
Microsoft
MSFT
$2.84T
$90K 0.04%
1,361
+4
+0.3% +$256
JPW
173
DELISTED
Nuveen Flexible Invstment Fd
JPW
$88K 0.04%
5,206
-2,275
-30% -$38.8K
TRV icon
174
Travelers Companies
TRV
$80.8B
$84K 0.04%
697
+4
+0.6% +$481
EEA
175
European Equity Fund
EEA
$73.9M
$78K 0.03%
9,358
– –
5 6
7
8 9

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.