TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
-$838K
Cap. Flow
-$11.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NXJ icon
151
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$480M
$85K 0.05%
5,702
– –
PSMT icon
152
Pricesmart
PSMT
$3.38B
$84K 0.04%
1,000
– –
DD
153
DELISTED
Du Pont De Nemours E I
DD
$84K 0.04%
1,249
+4
+0.3% +$269
CELG
154
DELISTED
Celgene Corp
CELG
$84K 0.04%
800
– –
TRV icon
155
Travelers Companies
TRV
$62B
$79K 0.04%
689
– –
AAPL icon
156
Apple
AAPL
$3.56T
$78K 0.04%
2,756
+12
+0.4% +$340
MSFT icon
157
Microsoft
MSFT
$3.68T
$78K 0.04%
1,353
+5
+0.4% +$288
EEA
158
European Equity Fund
EEA
$71.8M
$74K 0.04%
9,358
-5,090
-35% -$40.3K
VZ icon
159
Verizon
VZ
$187B
$74K 0.04%
1,419
+7
+0.5% +$365
CVX icon
160
Chevron
CVX
$310B
$72K 0.04%
700
+7
+1% +$720
INTC icon
161
Intel
INTC
$107B
$71K 0.04%
1,886
+4
+0.2% +$151
GE icon
162
GE Aerospace
GE
$296B
$70K 0.04%
493
+1
+0.2% +$142
PFE icon
163
Pfizer
PFE
$141B
$67K 0.04%
2,092
+6
+0.3% +$192
KO icon
164
Coca-Cola
KO
$292B
$65K 0.03%
1,527
+5
+0.3% +$213
PFN
165
PIMCO Income Strategy Fund II
PFN
$713M
$65K 0.03%
6,823
-5,750
-46% -$54.8K
JCE icon
166
Nuveen Core Equity Alpha Fund
JCE
$265M
$64K 0.03%
4,693
+39
+0.8% +$532
INF
167
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$63K 0.03%
4,561
-12,140
-73% -$168K
CAT icon
168
Caterpillar
CAT
$198B
$61K 0.03%
692
+6
+0.9% +$529
CHN
169
China Fund
CHN
$166M
$58K 0.03%
3,500
– –
V icon
170
Visa
V
$666B
$57K 0.03%
688
+1
+0.1% +$83
CTR
171
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$57K 0.03%
865
-3,213
-79% -$212K
ING icon
172
ING
ING
$71B
$55K 0.03%
4,473
-427
-9% -$5.25K
VOD icon
173
Vodafone
VOD
$28.5B
$55K 0.03%
1,888
+184
+11% +$5.36K
KHC icon
174
Kraft Heinz
KHC
$32.3B
$54K 0.03%
608
– –
APB
175
DELISTED
Asia Pacific Fund
APB
$54K 0.03%
5,150
– –
5 6
7
8 9