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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKR icon
126
Baker Hughes
BKR
$59.5B
$47.4K 0.02%
1,342
-164
-11% -$5.81K
META icon
127
Meta Platforms (Facebook)
META
$1.37T
$45.6K 0.02%
152
-1
-0.7% -$301
NFLX icon
128
Netflix
NFLX
$305B
$45.3K 0.02%
1,200
– –
GDL
129
GDL Fund
GDL
$91.8M
$42.3K 0.02%
5,454
+82
+2% +$646
GAB icon
130
Gabelli Equity Trust
GAB
$1.76B
$41.8K 0.02%
8,144
+221
+3% +$1.21K
GTLS
131
DELISTED
Chart Industries
GTLS
$40.4K 0.02%
239
– –
MSFT icon
132
Microsoft
MSFT
$3.35T
$40.1K 0.02%
127
– –
MA icon
133
Mastercard
MA
$510B
$39.2K 0.02%
99
+86
+662% +$34.5K
USA icon
134
Liberty All-Star Equity Fund
USA
$1.79B
$39.1K 0.02%
6,611
+165
+3% +$1.05K
ASG
135
Liberty All-Star Growth Fund
ASG
$325M
$37.7K 0.01%
7,637
+160
+2% +$841
ADX icon
136
Adams Diversified Equity Fund
ADX
$3.09B
$37.5K 0.01%
2,252
+6
+0.3% +$103
TY icon
137
TRI-Continental Corp
TY
$1.85B
$36K 0.01%
1,354
+13
+1% +$358
YUMC icon
138
Yum China
YUMC
$15.9B
$34.2K 0.01%
614
+137
+29% +$7.67K
AVGO icon
139
Broadcom
AVGO
$1.85T
$33.2K 0.01%
400
-50
-11% -$4.33K
STK
140
Columbia Seligman Premium Technology Growth Fund
STK
$850M
$29.7K 0.01%
1,090
+70
+7% +$2.06K
TSM icon
141
TSMC
TSM
$2.09T
$29.2K 0.01%
336
-18
-5% -$1.7K
CRSP icon
142
CRISPR Therapeutics
CRSP
$4.77B
$28.4K 0.01%
625
– –
FCX icon
143
Freeport-McMoran
FCX
$91.2B
$27.1K 0.01%
728
– –
EQIX icon
144
Equinix
EQIX
$103B
$26.1K 0.01%
36
-49
-58% -$37.9K
BBVA icon
145
Banco Bilbao Vizcaya Argentaria
BBVA
$152B
$25.6K 0.01%
3,179
– –
STM icon
146
STMicroelectronics
STM
$47.3B
$25.5K 0.01%
590
+499
+548% +$23.8K
PVI icon
147
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$21.1K 0.01%
850
+740
+673% +$18.4K
PYPL icon
148
PayPal
PYPL
$49.3B
$20.9K 0.01%
357
-320
-47% -$20.8K
MDT icon
149
Medtronic
MDT
$110B
$20.5K 0.01%
262
– –
XP icon
150
XP
XP
$8.89B
$20.2K 0.01%
875
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.