We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
126
GDL Fund
GDL
$91.7M
$42.1K 0.02%
5,372
+81
+2% +$633
USA icon
127
Liberty All-Star Equity Fund
USA
$1.8B
$41.7K 0.02%
6,446
+156
+2% +$953
UBS icon
128
UBS Group
UBS
$172B
$40.5K 0.02%
+2,000
New +$40.2K
ASG
129
Liberty All-Star Growth Fund
ASG
$326M
$40.5K 0.02%
7,477
+159
+2% +$821
AVGO icon
130
Broadcom
AVGO
$1.83T
$38.9K 0.02%
450
-10
-2% -$713
GTLS
131
DELISTED
Chart Industries
GTLS
$38.2K 0.02%
+239
New +$30.5K
ADX icon
132
Adams Diversified Equity Fund
ADX
$3.06B
$37.8K 0.02%
2,246
+7
+0.3% +$111
TY icon
133
TRI-Continental Corp
TY
$1.88B
$36.8K 0.01%
1,341
+16
+1% +$425
TSM icon
134
TSMC
TSM
$2.02T
$35.7K 0.01%
354
-24
-6% -$2.23K
CRSP icon
135
CRISPR Therapeutics
CRSP
$4.71B
$35.1K 0.01%
625
– –
STK
136
Columbia Seligman Premium Technology Growth Fund
STK
$825M
$31.3K 0.01%
+1,020
New +$28.7K
FCX icon
137
Freeport-McMoran
FCX
$87.8B
$29.1K 0.01%
+728
New +$27.7K
YUMC icon
138
Yum China
YUMC
$15.7B
$27K 0.01%
477
+425
+817% +$25.6K
SE icon
139
Sea Limited
SE
$67.3B
$24.4K 0.01%
+421
New +$30K
BBVA icon
140
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$24.4K 0.01%
+3,179
New +$22.7K
MDT icon
141
Medtronic
MDT
$112B
$23.1K 0.01%
262
-16
-6% -$1.38K
XP icon
142
XP
XP
$8.52B
$20.5K 0.01%
+875
New +$14.8K
BGY icon
143
BlackRock Enhanced International Dividend Trust
BGY
$515M
$19.8K 0.01%
3,644
– –
BDJ icon
144
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$18.6K 0.01%
2,226
+44
+2% +$366
PEP icon
145
PepsiCo
PEP
$195B
$18.5K 0.01%
100
– –
TSLA icon
146
Tesla
TSLA
$1.21T
$18.3K 0.01%
70
– –
HD icon
147
Home Depot
HD
$340B
$17.8K 0.01%
57
-2
-3% -$591
MDLZ icon
148
Mondelez International
MDLZ
$83.2B
$17.4K 0.01%
239
– –
GF
149
New Germany Fund
GF
$183M
$17.2K 0.01%
1,913
-40
-2% -$356
APD icon
150
Air Products & Chemicals
APD
$65.4B
$16.6K 0.01%
55
+5
+10% +$1.42K
4 5
6
7 8

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.