TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $292M
1-Year Est. Return 6.87%
This Quarter Est. Return
1 Year Est. Return
+6.87%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$241M
AUM Growth
-$25.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
346
New
Increased
Reduced
Closed

Top Buys

1
+$10M
2
+$8.78M
3
+$3.5M
4
SPE
Special Opportunities Fund
SPE
+$1.71M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.42M

Top Sells

1
+$5.09M
2
+$4.37M
3
+$3M
4
ECC
Eagle Point Credit Co
ECC
+$2M
5
SAR icon
Saratoga Investment
SAR
+$1.97M

Sector Composition

1 Financials 7.6%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$29K 0.01%
1,416
+21
127
$27K 0.01%
297
128
$26K 0.01%
530
129
$26K 0.01%
603
-266
130
$23K 0.01%
+7,000
131
$21K 0.01%
1,220
+1,000
132
$18K 0.01%
242
133
$17K 0.01%
1,970
+34
134
$17K 0.01%
623
135
$16K 0.01%
59
136
$16K 0.01%
140
-60
137
$16K 0.01%
+238
138
$15K 0.01%
24
139
$15K 0.01%
89
140
$15K 0.01%
103
+9
141
$15K 0.01%
1,796
+48
142
$14K 0.01%
1,633
+700
143
$14K 0.01%
226
144
$13K 0.01%
1,426
+600
145
$13K 0.01%
742
+29
146
$13K 0.01%
265
+44
147
$12K 0.01%
114
-66
148
$12K 0.01%
50
149
$12K 0.01%
81
+4
150
$12K 0.01%
76
4 5
6
7 8