TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+8.61%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$11.2M
Cap. Flow %
-5.07%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

1
AVK
Advent Convertible and Income Fund
AVK
+$3.53M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.87M
3
ECC
Eagle Point Credit Co
ECC
+$1.6M
4
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.59M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$1M

Top Sells

1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.46M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.15M
4
MTZ icon
MasTec
MTZ
+$1.61M
5
MMT
MFS Multimarket Income Trust
MMT
+$1.36M

Sector Composition

1 Industrials 5.73%
2 Financials 4.35%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
126
SPDR S&P 500 ETF Trust
SPY
$662B
$87K 0.04%
220
– –
DSU icon
127
BlackRock Debt Strategies Fund
DSU
$548M
$86K 0.04%
7,820
– –
QQQ icon
128
Invesco QQQ Trust
QQQ
$368B
$86K 0.04%
270
– –
VFL
129
abrdn National Municipal Income Fund
VFL
$124M
$85K 0.04%
+6,500
New +$85K
UNH icon
130
UnitedHealth
UNH
$297B
$84K 0.04%
225
– –
MA icon
131
Mastercard
MA
$533B
$82K 0.04%
231
+89
+63% +$31.6K
NUW icon
132
Nuveen AMT-Free Municipal Value Fund
NUW
$254M
$82K 0.04%
5,000
– –
ABBV icon
133
AbbVie
ABBV
$370B
$76K 0.03%
699
+600
+606% +$65.2K
EFT
134
Eaton Vance Floating-Rate Income Trust
EFT
$320M
$76K 0.03%
5,366
-84,950
-94% -$1.2M
TAK icon
135
Takeda Pharmaceutical
TAK
$48.3B
$73K 0.03%
4,000
– –
MDY icon
136
SPDR S&P MidCap 400 ETF Trust
MDY
$24B
$71K 0.03%
150
– –
SONY icon
137
Sony
SONY
$171B
$69K 0.03%
3,270
-940
-22% -$19.8K
BGX
138
Blackstone Long-Short Credit Income Fund
BGX
$159M
$68K 0.03%
4,800
+52
+1% +$737
KSM
139
DELISTED
DWS Strategic Municipal Income Trust
KSM
$59K 0.03%
5,000
– –
PCTTW
140
PureCycle Technologies, Inc. Warrant
PCTTW
$713M
$58K 0.03%
+4,131
New +$58K
CNI icon
141
Canadian National Railway
CNI
$59.3B
$57K 0.03%
489
– –
RVT icon
142
Royce Value Trust
RVT
$1.96B
$54K 0.02%
2,961
+42
+1% +$766
EQIX icon
143
Equinix
EQIX
$74.7B
$52K 0.02%
77
+72
+1,440% +$48.6K
QQQX icon
144
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
$52K 0.02%
1,906
+28
+1% +$764
ASG
145
Liberty All-Star Growth Fund
ASG
$349M
$51K 0.02%
5,950
+301
+5% +$2.58K
CRSP icon
146
CRISPR Therapeutics
CRSP
$4.9B
$51K 0.02%
417
+400
+2,353% +$48.9K
OTIS icon
147
Otis Worldwide
OTIS
$34.2B
$51K 0.02%
750
+232
+45% +$15.8K
PYPL icon
148
PayPal
PYPL
$65.1B
$51K 0.02%
208
-38
-15% -$9.32K
USO icon
149
United States Oil Fund
USO
$921M
$51K 0.02%
1,250
– –
JMM icon
150
Nuveen Multi-Market Income Fund
JMM
$60M
$50K 0.02%
6,836
+36
+0.5% +$263
4 5
6
7 8