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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
126
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$87K 0.04%
220
– –
DSU icon
127
BlackRock Debt Strategies Fund
DSU
$591M
$86K 0.04%
7,820
– –
QQQ icon
128
Invesco QQQ Trust
QQQ
$450B
$86K 0.04%
270
– –
VFL
129
DELISTED
abrdn National Municipal Income Fund
VFL
$85K 0.04%
+6,500
New +$85.9K
UNH icon
130
UnitedHealth
UNH
$383B
$84K 0.04%
225
– –
MA icon
131
Mastercard
MA
$510B
$82K 0.04%
231
+89
+63% +$31.1K
NUW icon
132
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$82K 0.04%
5,000
– –
ABBV icon
133
AbbVie
ABBV
$455B
$76K 0.03%
699
+600
+606% +$64.2K
EFT
134
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$76K 0.03%
5,366
-84,950
-94% -$1.18M
TAK icon
135
Takeda Pharmaceutical
TAK
$55.1B
$73K 0.03%
4,000
– –
MDY icon
136
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$71K 0.03%
150
– –
SONY icon
137
Sony
SONY
$134B
$69K 0.03%
3,270
-940
-22% -$19.9K
BGX
138
Blackstone Long-Short Credit Income Fund
BGX
$136M
$68K 0.03%
4,800
+52
+1% +$724
KSM
139
DELISTED
DWS Strategic Municipal Income Trust
KSM
$59K 0.03%
5,000
– –
PCTTW
140
PureCycle Technologies Inc Warrant
PCTTW
$9.04M
$58K 0.03%
+4,131
New +$68.5K
CNI icon
141
Canadian National Railway
CNI
$76.9B
$57K 0.03%
489
– –
RVT icon
142
Royce Value Trust
RVT
$2.2B
$54K 0.02%
2,961
+42
+1% +$743
EQIX icon
143
Equinix
EQIX
$103B
$52K 0.02%
77
+72
+1,440% +$49.4K
QQQX icon
144
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$52K 0.02%
1,906
+28
+1% +$747
ASG
145
Liberty All-Star Growth Fund
ASG
$325M
$51K 0.02%
5,950
+301
+5% +$2.67K
CRSP icon
146
CRISPR Therapeutics
CRSP
$4.77B
$51K 0.02%
417
+400
+2,353% +$60.4K
OTIS icon
147
Otis Worldwide
OTIS
$27.3B
$51K 0.02%
750
+232
+45% +$15.2K
PYPL icon
148
PayPal
PYPL
$49.3B
$51K 0.02%
208
-38
-15% -$9.6K
USO icon
149
United States Oil Fund
USO
$2.12B
$51K 0.02%
1,250
– –
JMM icon
150
Nuveen Multi-Market Income Fund
JMM
$54.9M
$50K 0.02%
6,836
+36
+0.5% +$259
4 5
6
7 8

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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.