We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGF
126
DELISTED
Aberdeen Singapore Fund
SGF
$142K 0.07%
16,417
-1,500
-8% -$13.5K
CXH
127
DELISTED
MFS Investment Grade Municipal Trust
CXH
$141K 0.07%
15,000
+5,000
+50% +$48.6K
NAD icon
128
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$141K 0.07%
10,085
– –
TGP
129
DELISTED
Teekay LNG Partners L.P.
TGP
$139K 0.06%
9,589
– –
SRV
130
NXG Cushing Midstream Energy Fund
SRV
$222M
$135K 0.06%
2,475
– –
HD icon
131
Home Depot
HD
$335B
$131K 0.06%
975
+3
+0.3% +$387
MCD icon
132
McDonald's
MCD
$192B
$131K 0.06%
1,077
+5
+0.5% +$586
BCX icon
133
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$130K 0.06%
15,756
– –
IIF
134
Morgan Stanley India Investment Fund
IIF
$212M
$127K 0.06%
4,967
– –
JPM icon
135
JPMorgan Chase
JPM
$947B
$125K 0.06%
1,454
+4
+0.3% +$305
RA
136
Brookfield Real Assets Income Fund
RA
$704M
$125K 0.06%
+5,597
New +$123K
EQS icon
137
Equus Total Return
EQS
$17M
$124K 0.06%
61,909
+1,174
+2% +$2.23K
NUV icon
138
Nuveen Municipal Value Fund
NUV
$1.9B
$124K 0.06%
+13,000
New +$127K
JPW
139
DELISTED
Nuveen Flexible Invstment Fd
JPW
$124K 0.06%
7,481
– –
DMB
140
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$123K 0.06%
10,037
+10,000
+27,027% +$128K
RGT
141
Royce Global Value Trust
RGT
$97.2M
$123K 0.06%
15,313
+105
+0.7% +$830
SPE.PRB
142
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$119K 0.06%
4,699
-23,519
-83% -$599K
RTX icon
143
RTX Corp
RTX
$294B
$118K 0.05%
1,715
+7
+0.4% +$464
IBM icon
144
IBM
IBM
$204B
$117K 0.05%
736
+6
+0.8% +$914
JNJ icon
145
Johnson & Johnson
JNJ
$641B
$117K 0.05%
1,012
+5
+0.5% +$578
TSI
146
TCW Strategic Income Fund
TSI
$213M
$117K 0.05%
22,000
– –
ETJ
147
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$112K 0.05%
12,500
– –
GGT
148
Gabelli Multimedia Trust
GGT
$169M
$112K 0.05%
15,654
-36,540
-70% -$268K
UNH icon
149
UnitedHealth
UNH
$379B
$111K 0.05%
694
+2
+0.3% +$299
DIS icon
150
Walt Disney
DIS
$168B
$110K 0.05%
1,057
– –
4 5
6
7 8

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.