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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APF
126
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$194K 0.08%
14,987
-307
-2% -$4.33K
MXE
127
Mexico Equity and Income Fund
MXE
$58.2M
$174K 0.08%
15,791
+600
+4% +$7.03K
NVG icon
128
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$167K 0.07%
+12,000
New +$165K
MSD
129
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$166K 0.07%
19,899
– –
TPZ
130
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$165K 0.07%
+8,802
New +$195K
BWG
131
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$164K 0.07%
14,083
-781
-5% -$10.2K
SOR
132
Source Capital
SOR
$373M
$164K 0.07%
2,420
-1,881
-44% -$134K
CEV
133
Eaton Vance California Municipal Income Trust
CEV
$71.1M
$160K 0.07%
+12,200
New +$155K
CMU
134
DELISTED
MFS High Yield Municipal Trust
CMU
$159K 0.07%
36,291
+31,291
+626% +$132K
JFC
135
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$158K 0.07%
11,067
– –
TTF
136
DELISTED
Thai Fund
TTF
$154K 0.07%
21,764
-2,821
-11% -$21.2K
MFM
137
Aberdeen Municipal Income Fund
MFM
$221M
$150K 0.07%
+23,435
New +$149K
GILD icon
138
Gilead Sciences
GILD
$167B
$147K 0.06%
1,500
– –
PHF
139
DELISTED
Pacholder High Yield
PHF
$140K 0.06%
22,075
– –
EQS icon
140
Equus Total Return
EQS
$16.8M
$138K 0.06%
78,821
-9,300
-11% -$16.8K
JPW
141
DELISTED
Nuveen Flexible Invstment Fd
JPW
$132K 0.06%
8,881
– –
IIF
142
Morgan Stanley India Investment Fund
IIF
$213M
$131K 0.06%
4,967
– –
IRL
143
DELISTED
NEW IRELAND FUND INC
IRL
$131K 0.06%
9,732
-300
-3% -$4.15K
EEA
144
European Equity Fund
EEA
$73.7M
$128K 0.06%
16,464
– –
LDP icon
145
Cohen & Steers Duration Preferred & Income Fund
LDP
$597M
$128K 0.06%
5,800
– –
IF
146
DELISTED
Aberdeen Indonesia Fund
IF
$125K 0.05%
23,835
– –
ETJ
147
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$561M
$120K 0.05%
12,500
– –
CKH
148
DELISTED
Seacor Holdings Inc.
CKH
$120K 0.05%
2,068
– –
BCX icon
149
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$119K 0.05%
16,756
– –
TDF
150
Templeton Dragon Fund
TDF
$270M
$119K 0.05%
6,357
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.