TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+0.93%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.69M
Cap. Flow %
-1.73%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

1
PDI icon
PIMCO Dynamic Income Fund
PDI
$676K
2
GRX
Gabelli Healthcare & Wellness Trust
GRX
$523K
3
DNI
Dividend and Income Fund
DNI
$509K
4
PPT
Putnam Premier Income Trust
PPT
$424K
5
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$382K

Top Sells

1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$1.15M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$997K
3
CET
Central Securities Corp
CET
$983K
4
USA icon
Liberty All-Star Equity Fund
USA
$827K
5
EWW icon
iShares MSCI Mexico ETF
EWW
$808K

Sector Composition

1 Consumer Staples 5.56%
2 Industrials 4.32%
3 Financials 3.51%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LCM
126
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$179K 0.12%
18,332
+2,000
+12% +$19.5K
EQS icon
127
Equus Total Return
EQS
$31M
$177K 0.11%
93,614
-331
-0.4% -$626
IMF
128
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$177K 0.11%
10,800
– –
NAI
129
DELISTED
ALLIANZGI INTL & PREM STRATEGY FND COM SHS OF BENE INT (MA)
NAI
$176K 0.11%
16,700
– –
NMA
130
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$175K 0.11%
14,000
– –
SCD
131
LMP Capital and Income Fund
SCD
$270M
$173K 0.11%
+11,666
New +$173K
OXLCP
132
DELISTED
OXFORD LANE CAP CORP PFD STK SHS SER 2017
OXLCP
$170K 0.11%
6,472
-6,707
-51% -$176K
MRGO
133
DELISTED
MARGO CARIBE INC
MRGO
$167K 0.11%
64,239
– –
BPOP icon
134
Popular Inc
BPOP
$8.5B
$157K 0.1%
6,000
– –
RCG
135
RENN Fund
RCG
$18.8M
$154K 0.1%
104,488
– –
GAM.PRB
136
General American Investors Company, Inc 5.95% Cumul Pfd Stock, Ser B
GAM.PRB
$191M
$152K 0.1%
6,000
– –
PMO
137
Putnam Municipal Opportunities Trust
PMO
$280M
$151K 0.1%
13,800
– –
MIY icon
138
BlackRock MuniYield Michigan Quality Fund
MIY
$328M
$143K 0.09%
11,200
+2,000
+22% +$25.5K
NZH
139
DELISTED
Nuveen Calif Div
NZH
$140K 0.09%
12,000
– –
GDV icon
140
Gabelli Dividend & Income Trust
GDV
$2.39B
$139K 0.09%
7,378
– –
IIF
141
Morgan Stanley India Investment Fund
IIF
$255M
$138K 0.09%
9,188
– –
EEA
142
European Equity Fund
EEA
$71.5M
$137K 0.09%
16,906
– –
IRL
143
DELISTED
NEW IRELAND FUND INC
IRL
$137K 0.09%
11,597
– –
CHW
144
Calamos Global Dynamic Income Fund
CHW
$463M
$136K 0.09%
15,944
– –
FXX
145
DELISTED
FOXBY CORP
FXX
$133K 0.09%
82,338
– –
WIA
146
Western Asset Inflation-Linked Income Fund
WIA
$197M
$132K 0.09%
11,370
+25
+0.2% +$290
ETUA
147
DELISTED
EUNITS 2 YR U S EQUITY MKT UIT (MA)
ETUA
$131K 0.08%
11,501
– –
CHN
148
China Fund
CHN
$166M
$130K 0.08%
6,000
– –
KMF
149
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$128K 0.08%
+4,001
New +$128K
NEA icon
150
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.31B
$125K 0.08%
10,000
– –
4 5
6
7 8