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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCM
126
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$179K 0.12%
18,332
+2,000
+12% +$19.8K
EQS icon
127
Equus Total Return
EQS
$17M
$177K 0.11%
93,614
-331
-0.4% -$635
IMF
128
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$177K 0.11%
10,800
– –
NAI
129
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
$176K 0.11%
16,700
– –
NMA
130
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$175K 0.11%
14,000
– –
SCD
131
LMP Capital and Income Fund
SCD
$351M
$173K 0.11%
+11,666
New +$176K
OXLCP
132
DELISTED
OXFORD LANE CAP CORP PFD STK SHS SER 2017
OXLCP
$170K 0.11%
6,472
-6,707
-51% -$176K
MRGO
133
DELISTED
MARGO CARIBE INC
MRGO
$167K 0.11%
64,239
– –
BPOP icon
134
Popular Inc
BPOP
$10.9B
$157K 0.1%
6,000
– –
RCG
135
RENN Fund
RCG
$20.7M
$154K 0.1%
104,488
– –
GAM.PRB
136
General American Investors Co 5.95% Series B Preferred Stock
GAM.PRB
$189M
$152K 0.1%
6,000
– –
PMO
137
Franklin Municipal Opportunities Trust
PMO
$282M
$151K 0.1%
13,800
– –
MIY icon
138
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$143K 0.09%
11,200
+2,000
+22% +$25.2K
NZH
139
DELISTED
Nuveen Calif Div
NZH
$140K 0.09%
12,000
– –
GDV icon
140
Gabelli Dividend & Income Trust
GDV
$2.61B
$139K 0.09%
7,378
– –
IIF
141
Morgan Stanley India Investment Fund
IIF
$212M
$138K 0.09%
9,188
– –
EEA
142
European Equity Fund
EEA
$74.1M
$137K 0.09%
16,906
– –
IRL
143
DELISTED
NEW IRELAND FUND INC
IRL
$137K 0.09%
11,597
– –
CHW
144
Calamos Global Dynamic Income Fund
CHW
$538M
$136K 0.09%
15,944
– –
FXX
145
DELISTED
FOXBY CORP
FXX
$133K 0.09%
82,338
– –
WIA
146
Western Asset Inflation-Linked Income Fund
WIA
$185M
$132K 0.09%
11,370
+25
+0.2% +$293
ETUA
147
DELISTED
EUNITS 2 YR U S EQUITY MKT UIT (MA)
ETUA
$131K 0.08%
11,501
– –
CHN
148
DELISTED
China Fund
CHN
$130K 0.08%
6,000
– –
KMF
149
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$128K 0.08%
+4,001
New +$132K
NEA icon
150
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$125K 0.08%
10,000
– –
4 5
6
7 8

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DMBA
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MEPT
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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.