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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$296M
AUM Growth
+$3.89M
Cap. Flow
+$18.5M
Cap. Flow %
6.26%
Top 10 Hldgs %
52.55%
Holding
122
New
18
Increased
46
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
FSSL
FS Specialty Lending Fund
FSSL
+$28M
2
BPRE
Bluerock Private Real Estate Fund
BPRE
+$13.2M
3
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$12.1M
4
FSCO
FS Credit Opportunities Corp
FSCO
+$5.99M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$4.77M

Top Sells

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$9.23M
3
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$6.47M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.79M
5
NPFD icon
Nuveen Variable Rate Preferred & Income Fund
NPFD
+$5.22M

Sector Composition

Rank Sector Weight
1 Financials 18.23%
2 Communication Services 0.06%
3 Materials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCE icon
101
Nuveen Core Equity Alpha Fund
JCE
$273M
$6.27K ﹤0.01%
393
+15
+4% +$236
AOD
102
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$5.75K ﹤0.01%
590
-571
-49% -$5.48K
ASG
103
Liberty All-Star Growth Fund
ASG
$321M
$5.71K ﹤0.01%
1,077
– –
USA icon
104
Liberty All-Star Equity Fund
USA
$1.78B
$5.17K ﹤0.01%
823
– –
PCTTW
105
PureCycle Technologies Inc Warrant
PCTTW
$4.2K ﹤0.01%
5,457
– –
ZTR
106
Virtus Total Return Fund
ZTR
$337M
$2.82K ﹤0.01%
447
-245
-35% -$1.58K
NXDT
107
NexPoint Diversified Real Estate Trust
NXDT
$238M
$1.06K ﹤0.01%
+276
New +$906
BCAT icon
108
BlackRock Capital Allocation Term Trust
BCAT
$1.61B
– –
-435
Closed -$6.43K
BGY icon
109
BlackRock Enhanced International Dividend Trust
BGY
$509M
– –
-1,211
Closed -$6.96K
DMA
110
Destra Multi-Alternative Fund
DMA
$67.7M
– –
-8,086
Closed -$69.9K
FFC
111
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
– –
-382,783
Closed -$6.47M
HQH
112
abrdn Healthcare Investors
HQH
$1.25B
– –
-94,616
Closed -$1.75M
HQL
113
abrdn Life Sciences Investors
HQL
$584M
– –
-116,937
Closed -$1.81M
KYN icon
114
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
– –
-321,171
Closed -$3.97M
NPFD icon
115
Nuveen Variable Rate Preferred & Income Fund
NPFD
$439M
– –
-261,335
Closed -$5.22M
PAAA icon
116
PGIM AAA CLO ETF
PAAA
$11B
– –
-205,593
Closed -$10.6M
PFIX icon
117
Simplify Interest Rate Hedge ETF
PFIX
$173M
– –
-191,613
Closed -$9.23M
PFN
118
PIMCO Income Strategy Fund II
PFN
$695M
– –
-319,586
Closed -$2.43M
QID icon
119
ProShares UltraShort QQQ
QID
$305M
– –
-8,522
Closed -$183K
SDS icon
120
ProShares UltraShort S&P500
SDS
$435M
– –
-54,351
Closed -$3.93M
TEAF
121
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
– –
-234,542
Closed -$2.76M
TYG
122
Tortoise Energy Infrastructure Corp
TYG
$1.08B
– –
-53,109
Closed -$2.29M
1 2 3 4
5

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PC
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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Thomas J. Herzfeld Advisors held 122 positions worth $296M, up 1.3% from $292M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Thomas J. Herzfeld Advisors deployed $18.5M of net new capital in Q4 2025, opening 18 new positions and adding to 46 existing holdings. Its largest new stake was FS Specialty Lending Fund: 2,050,866 shares worth $29M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 12% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was PIMCO Dynamic Income Strategy Fund, an estimated $5.79M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2025 buy was FS Specialty Lending Fund: 2,050,866 shares worth $29M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q4 2025, an estimated $5.99M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2025 reduction was PIMCO Dynamic Income Strategy Fund, cutting an estimated $5.79M.
  • Thomas J. Herzfeld Advisors fully exited PGIM AAA CLO ETF in Q4 2025, selling an estimated $10.6M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 53% of its $296M portfolio in Q4 2025.
  • Thomas J. Herzfeld Advisors opened 18 new positions and closed 15 in Q4 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $296M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.