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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$240M
AUM Growth
+$19.3M
Cap. Flow
+$7.41M
Cap. Flow %
3.09%
Top 10 Hldgs %
40.58%
Holding
382
New
20
Increased
152
Reduced
57
Closed
27

Top Buys

Rank Stock Value
1
CRF
Cornerstone Total Return Fund
CRF
+$5.74M
2
OCCI
OFS Credit Co
OCCI
+$5.72M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$4.83M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$3.36M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.45M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.89M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.44M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.34M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.33M

Sector Composition

Rank Sector Weight
1 Financials 7.41%
2 Industrials 5.35%
3 Consumer Discretionary 2.6%
4 Materials 1.82%
5 Real Estate 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMX icon
101
America Movil
AMX
$77.2B
$166K 0.07%
11,048
+97
+0.9% +$1.44K
CEF icon
102
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$149K 0.06%
8,000
– –
CTR
103
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$149K 0.06%
+5,875
New +$138K
LLY icon
104
Eli Lilly
LLY
$1.09T
$147K 0.06%
642
– –
TY icon
105
TRI-Continental Corp
TY
$1.86B
$139K 0.06%
4,064
+42
+1% +$1.42K
MFM
106
Aberdeen Municipal Income Fund
MFM
$221M
$123K 0.05%
17,193
– –
CEV
107
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$119K 0.05%
+8,541
New +$116K
VTOL icon
108
Bristow Group
VTOL
$1.34B
$115K 0.05%
4,491
– –
BMY icon
109
Bristol-Myers Squibb
BMY
$130B
$114K 0.05%
1,700
– –
NVS icon
110
Novartis
NVS
$304B
$114K 0.05%
1,244
+12
+1% +$1.07K
PEO
111
Adams Natural Resources Fund
PEO
$726M
$112K 0.05%
7,190
+18
+0.3% +$271
GSIE icon
112
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.91B
$111K 0.05%
3,192
– –
ASA
113
ASA Gold and Precious Metals
ASA
$941M
$109K 0.05%
5,033
+2
+0% +$45
PZC
114
DELISTED
PIMCO California Municipal Income Fund III
PZC
$109K 0.05%
9,469
+164
+2% +$1.81K
VTN icon
115
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$108K 0.05%
7,786
-13,016
-63% -$175K
GDX icon
116
VanEck Gold Miners ETF
GDX
$22.7B
$104K 0.04%
3,075
– –
NXJ
117
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$101K 0.04%
6,456
– –
QQQ icon
118
Invesco QQQ Trust
QQQ
$445B
$96K 0.04%
270
– –
SPY icon
119
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$94K 0.04%
220
– –
MA icon
120
Mastercard
MA
$497B
$92K 0.04%
251
+20
+9% +$7.44K
VFL
121
DELISTED
abrdn National Municipal Income Fund
VFL
$92K 0.04%
6,500
– –
UNH icon
122
UnitedHealth
UNH
$389B
$90K 0.04%
225
– –
NUW icon
123
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$86K 0.04%
5,000
– –
PFX icon
124
PhenixFIN
PFX
$83M
$85K 0.04%
+2,083
New +$78.9K
ABBV icon
125
AbbVie
ABBV
$465B
$79K 0.03%
699
– –
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, Thomas J. Herzfeld Advisors held 382 positions worth $240M, up 8.8% from $220M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors deployed $7.41M of net new capital in Q2 2021, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 4.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $5.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2021 buy was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Total Return Fund in Q2 2021, an estimated $5.74M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2021 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $5.45M.
  • Thomas J. Herzfeld Advisors fully exited Kayne Anderson Energy Infrastructure Fund in Q2 2021, selling an estimated $2.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $240M portfolio in Q2 2021.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 27 in Q2 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $240M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2021, filed 16 Aug 2021.