TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+13.55%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$204M
AUM Growth
+$204M
Cap. Flow
-$10.5M
Cap. Flow %
-5.16%
Top 10 Hldgs %
49.05%
Holding
349
New
104
Increased
53
Reduced
70
Closed
59

Top Buys

1
HFRO
Highland Opportunities and Income Fund
HFRO
$3.37M
2
SDS icon
ProShares UltraShort S&P500
SDS
$3.18M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.68M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$2.23M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
$2.19M

Top Sells

1
MCR
MFS Charter Income Trust
MCR
$3.15M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$3.01M
3
GAM
General American Investors Company
GAM
$2.52M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
$2.51M
5
STEW
SRH Total Return Fund
STEW
$2.28M

Sector Composition

1 Financials 4.15%
2 Industrials 3.76%
3 Consumer Discretionary 2.6%
4 Utilities 1.51%
5 Consumer Staples 1.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMM
101
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$145K 0.07%
11,218
– –
OXSQ icon
102
Oxford Square Capital
OXSQ
$172M
$141K 0.07%
50,759
– –
CEF icon
103
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$135K 0.07%
8,000
– –
MFM
104
MFS Municipal Income Trust
MFM
$212M
$121K 0.06%
18,322
– –
PZC
105
DELISTED
PIMCO California Municipal Income Fund III
PZC
$116K 0.06%
10,814
-858
-7% -$9.2K
GDX icon
106
VanEck Gold Miners ETF
GDX
$19.6B
$112K 0.05%
3,059
– –
DTF
107
DTF Tax-Free Income 2028 Term Fund
DTF
$79.4M
$111K 0.05%
+7,734
New +$111K
FT
108
Franklin Universal Trust
FT
$199M
$106K 0.05%
15,168
-50,328
-77% -$352K
EVN
109
Eaton Vance Municipal Income Trust
EVN
$414M
$104K 0.05%
8,034
– –
TY icon
110
TRI-Continental Corp
TY
$1.74B
$102K 0.05%
3,947
+20
+0.5% +$517
NVS icon
111
Novartis
NVS
$248B
$101K 0.05%
1,232
-136
-10% -$11.1K
BMY icon
112
Bristol-Myers Squibb
BMY
$96.7B
$100K 0.05%
1,700
– –
INO icon
113
Inovio Pharmaceuticals
INO
$144M
$97K 0.05%
5,000
– –
LLY icon
114
Eli Lilly
LLY
$661B
$96K 0.05%
642
+42
+7% +$6.28K
NXJ icon
115
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$475M
$89K 0.04%
6,456
– –
ASA
116
ASA Gold and Precious Metals
ASA
$733M
$88K 0.04%
5,028
+3
+0.1% +$53
RDS.B
117
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$86K 0.04%
+80
New +$86K
NUW icon
118
Nuveen AMT-Free Municipal Value Fund
NUW
$246M
$82K 0.04%
5,000
– –
NMCO icon
119
Nuveen Municipal Credit Opportunities Fund
NMCO
$567M
$82K 0.04%
6,372
-265
-4% -$3.41K
PEO
120
Adams Natural Resources Fund
PEO
$584M
$78K 0.04%
6,767
+23
+0.3% +$266
TAK icon
121
Takeda Pharmaceutical
TAK
$47.8B
$73K 0.04%
4,000
-279
-7% -$5.09K
SPY icon
122
SPDR S&P 500 ETF Trust
SPY
$656B
$72K 0.04%
220
– –
QQQ icon
123
Invesco QQQ Trust
QQQ
$364B
$72K 0.04%
270
– –
PNF
124
DELISTED
PIMCO New York Municipal Income Fund
PNF
$71K 0.03%
+5,966
New +$71K
PYPL icon
125
PayPal
PYPL
$66.5B
$69K 0.03%
351
+28
+9% +$5.5K
3 4
5
6 7