We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+13.55%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$204M
AUM Growth
+$16.6M
Cap. Flow
-$9.98M
Cap. Flow %
-4.89%
Top 10 Hldgs %
49.05%
Holding
349
New
104
Increased
53
Reduced
69
Closed
58

Top Buys

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$4.18M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$3.41M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.48M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$2.3M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.92M

Top Sells

Rank Stock Value
1
MCR
MFS Charter Income Trust
MCR
+$3.15M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.01M
3
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.49M
4
GAM
General American Investors Company
GAM
+$2.31M
5
STEW
SRH Total Return Fund
STEW
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 4.2%
2 Industrials 3.76%
3 Consumer Discretionary 2.6%
4 Utilities 1.51%
5 Consumer Staples 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMM
101
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$145K 0.07%
11,218
– –
OXSQ icon
102
Oxford Square Capital
OXSQ
$150M
$141K 0.07%
50,759
– –
CEF icon
103
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$135K 0.07%
8,000
– –
MFM
104
Aberdeen Municipal Income Fund
MFM
$221M
$121K 0.06%
18,322
– –
PZC
105
DELISTED
PIMCO California Municipal Income Fund III
PZC
$116K 0.06%
10,814
-858
-7% -$8.36K
GDX icon
106
VanEck Gold Miners ETF
GDX
$22.5B
$112K 0.05%
3,059
– –
DTF
107
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$111K 0.05%
+7,734
New +$107K
FT
108
Franklin Universal Trust
FT
$198M
$106K 0.05%
15,168
-50,328
-77% -$329K
EVN
109
Eaton Vance Municipal Income Trust
EVN
$417M
$104K 0.05%
8,034
– –
TY icon
110
TRI-Continental Corp
TY
$1.84B
$102K 0.05%
3,947
+20
+0.5% +$472
NVS icon
111
Novartis
NVS
$302B
$101K 0.05%
1,232
-136
-10% -$11.7K
BMY icon
112
Bristol-Myers Squibb
BMY
$129B
$100K 0.05%
1,700
– –
INO icon
113
Inovio Pharmaceuticals
INO
$85.6M
$97K 0.05%
417
– –
LLY icon
114
Eli Lilly
LLY
$1.08T
$96K 0.05%
642
+42
+7% +$6.45K
NXJ
115
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$89K 0.04%
6,456
– –
ASA
116
ASA Gold and Precious Metals
ASA
$924M
$88K 0.04%
5,028
+3
+0.1% +$43
RDS.B
117
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$86K 0.04%
+80
New +$2.62K
NMCO icon
118
Nuveen Municipal Credit Opportunities Fund
NMCO
$581M
$82K 0.04%
6,372
-265
-4% -$3.01K
NUW icon
119
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$82K 0.04%
5,000
– –
PEO
120
Adams Natural Resources Fund
PEO
$731M
$78K 0.04%
7,034
+24
+0.3% +$246
TAK icon
121
Takeda Pharmaceutical
TAK
$56.7B
$73K 0.04%
4,000
-279
-7% -$5.01K
QQQ icon
122
Invesco QQQ Trust
QQQ
$436B
$72K 0.04%
270
– –
SPY icon
123
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$72K 0.04%
220
– –
PNF
124
DELISTED
PIMCO New York Municipal Income Fund
PNF
$71K 0.03%
+5,966
New +$65.4K
PYPL icon
125
PayPal
PYPL
$50.3B
$69K 0.03%
351
+28
+9% +$3.87K
3 4
5
6 7

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q2 2020 Portfolio in Review

As of Q2 2020, Thomas J. Herzfeld Advisors held 349 positions worth $204M, up 8.9% from $187M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $9.98M in Q2 2020, closing 58 positions and reducing 69 holdings. Its most notable exit was MFS Charter Income Trust, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, down from 4.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in ProShares UltraShort S&P500 worth $3.17M.

  • Thomas J. Herzfeld Advisors's largest Q2 2020 buy was ProShares UltraShort S&P500: 7,375 shares worth $3.17M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q2 2020, an estimated $3.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2020 reduction was Eaton Vance Short Duration Diversified Income Fund, cutting an estimated $2.49M.
  • Thomas J. Herzfeld Advisors fully exited MFS Charter Income Trust in Q2 2020, selling an estimated $3.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 49% of its $204M portfolio in Q2 2020.
  • Thomas J. Herzfeld Advisors opened 104 new positions and closed 58 in Q2 2020.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.9% quarter-over-quarter to $204M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2020, filed 12 Aug 2020.