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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVVC
101
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$130K 0.07%
35,166
-26,939
-43% -$154K
OXSQ icon
102
Oxford Square Capital
OXSQ
$162M
$129K 0.07%
50,759
-376,620
-88% -$1.88M
CEF icon
103
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$117K 0.06%
8,000
– –
MFM
104
Aberdeen Municipal Income Fund
MFM
$221M
$117K 0.06%
18,322
– –
PZC
105
DELISTED
PIMCO California Municipal Income Fund III
PZC
$114K 0.06%
+11,672
New +$126K
NVS icon
106
Novartis
NVS
$298B
$113K 0.06%
1,368
– –
EVN
107
Eaton Vance Municipal Income Trust
EVN
$413M
$96K 0.05%
8,034
– –
BMY icon
108
Bristol-Myers Squibb
BMY
$134B
$95K 0.05%
1,700
– –
NSLR
109
Neostellar Capital Corp
NSLR
$268M
$94K 0.05%
+19,060
New +$98.6K
RCS
110
PIMCO Strategic Income Fund
RCS
$244M
$91K 0.05%
+15,000
New +$123K
NXJ
111
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$87K 0.05%
6,456
– –
NMCO icon
112
Nuveen Municipal Credit Opportunities Fund
NMCO
$580M
$86K 0.05%
+6,637
New +$98.3K
LLY icon
113
Eli Lilly
LLY
$1.02T
$83K 0.04%
600
– –
TY icon
114
TRI-Continental Corp
TY
$1.86B
$82K 0.04%
3,927
+49
+1% +$1.28K
NUW icon
115
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$78K 0.04%
+5,000
New +$80.4K
VTOL icon
116
Bristow Group
VTOL
$1.34B
$72K 0.04%
6,737
– –
GDX icon
117
VanEck Gold Miners ETF
GDX
$22.7B
$70K 0.04%
3,059
– –
SONY icon
118
Sony
SONY
$137B
$65K 0.03%
5,505
-380
-6% -$4.98K
TAK icon
119
Takeda Pharmaceutical
TAK
$54.7B
$65K 0.03%
4,279
– –
UNH icon
120
UnitedHealth
UNH
$378B
$65K 0.03%
261
-4
-2% -$1.1K
CMU
121
DELISTED
MFS High Yield Municipal Trust
CMU
$58K 0.03%
+13,678
New +$63.3K
SPY icon
122
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$57K 0.03%
220
– –
PEO
123
Adams Natural Resources Fund
PEO
$741M
$56K 0.03%
7,010
+19
+0.3% +$242
ASA
124
ASA Gold and Precious Metals
ASA
$921M
$52K 0.03%
5,025
– –
KSM
125
DELISTED
DWS Strategic Municipal Income Trust
KSM
$52K 0.03%
+5,000
New +$58.1K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.