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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
101
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$234K 0.11%
21,000
+18,000
+600% +$199K
NYH
102
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$233K 0.11%
+20,000
New +$244K
MXE
103
Mexico Equity and Income Fund
MXE
$57.6M
$230K 0.11%
25,117
+3,000
+14% +$29.8K
ADM icon
104
Archer Daniels Midland
ADM
$41.4B
$228K 0.11%
5,000
– –
NXG
105
NXG NextGen Infrastructure Income Fund
NXG
$339M
$224K 0.1%
3,226
– –
FOF icon
106
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$223K 0.1%
19,048
-4,170
-18% -$49K
TDF
107
Templeton Dragon Fund
TDF
$268M
$223K 0.1%
13,617
-225
-2% -$3.82K
WIA
108
Western Asset Inflation-Linked Income Fund
WIA
$185M
$210K 0.1%
18,291
+16,974
+1,289% +$192K
AFB
109
AllianceBernstein National Municipal Income Fund
AFB
$312M
$207K 0.1%
15,655
+1,300
+9% +$17.7K
NVG icon
110
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$198K 0.09%
13,677
-1,300
-9% -$19K
BGB
111
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$191K 0.09%
12,481
+200
+2% +$2.98K
MXF
112
Mexico Fund
MXF
$306M
$188K 0.09%
13,345
– –
DMF
113
DELISTED
BNY Mellon Municipal Income
DMF
$178K 0.08%
+20,630
New +$183K
MHI
114
DELISTED
Pioneer Municipal High Income Fund
MHI
$178K 0.08%
+15,000
New +$185K
MMM icon
115
3M
MMM
$89B
$174K 0.08%
1,168
+5
+0.4% +$722
NXP icon
116
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$174K 0.08%
+12,546
New +$179K
GS icon
117
Goldman Sachs
GS
$313B
$166K 0.08%
693
+2
+0.3% +$406
APF
118
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$161K 0.07%
11,901
– –
IBB icon
119
iShares Biotechnology ETF
IBB
$9.31B
$159K 0.07%
1,800
+492
+38% +$44.8K
MRK icon
120
Merck
MRK
$324B
$159K 0.07%
2,825
+5
+0.2% +$293
EGIF
121
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$156K 0.07%
+9,589
New +$154K
TTF
122
DELISTED
Thai Fund
TTF
$154K 0.07%
20,286
– –
PHF
123
DELISTED
Pacholder High Yield
PHF
$154K 0.07%
21,390
– –
GILD icon
124
Gilead Sciences
GILD
$161B
$143K 0.07%
2,000
– –
CKH
125
DELISTED
Seacor Holdings Inc.
CKH
$143K 0.07%
2,068
– –
3 4
5
6 7

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PCI
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PC
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DMBA
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MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.