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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$189M
AUM Growth
-$4.63M
Cap. Flow
-$9.39M
Cap. Flow %
-4.98%
Top 10 Hldgs %
35.22%
Holding
353
New
21
Increased
59
Reduced
85
Closed
46

Top Buys

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.03M
2
ATNI icon
ATN International
ATNI
+$885K
3
CET
Central Securities Corp
CET
+$707K
4
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$664K
5
THW
abrdn World Healthcare Fund
THW
+$467K

Top Sells

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$3.17M
2
SOR
Source Capital
SOR
+$2.2M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$1.55M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.31M
5
HQH
abrdn Healthcare Investors
HQH
+$1.29M

Sector Composition

Rank Sector Weight
1 Financials 5.62%
2 Industrials 4.98%
3 Consumer Discretionary 4.86%
4 Consumer Staples 2.4%
5 Materials 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXX icon
101
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$228K 0.12%
16,878
– –
SGF
102
DELISTED
Aberdeen Singapore Fund
SGF
$228K 0.12%
25,217
– –
CXH
103
DELISTED
MFS Investment Grade Municipal Trust
CXH
$221K 0.12%
20,921
+6,921
+49% +$71.8K
INF
104
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$220K 0.12%
16,701
– –
NXG
105
NXG NextGen Infrastructure Income Fund
NXG
$339M
$215K 0.11%
3,426
– –
ADM icon
106
Archer Daniels Midland
ADM
$41.4B
$214K 0.11%
5,000
– –
PPT
107
Franklin Premier Income Trust
PPT
$323M
$213K 0.11%
45,242
-3,000
-6% -$14.2K
VTOL icon
108
Bristow Group
VTOL
$1.35B
$202K 0.11%
10,758
– –
MSD
109
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$184K 0.1%
19,899
– –
PFL
110
PIMCO Income Strategy Fund
PFL
$381M
$180K 0.1%
17,520
-58,123
-77% -$577K
BGB
111
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$177K 0.09%
12,281
– –
MMM icon
112
3M
MMM
$89B
$170K 0.09%
1,158
+826
+249% +$116K
IHI icon
113
iShares US Medical Devices ETF
IHI
$3.02B
$169K 0.09%
7,500
– –
NQS
114
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$169K 0.09%
10,890
– –
GILD icon
115
Gilead Sciences
GILD
$161B
$167K 0.09%
2,000
– –
TTF
116
DELISTED
Thai Fund
TTF
$166K 0.09%
21,036
– –
APF
117
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$164K 0.09%
11,901
– –
PHF
118
DELISTED
Pacholder High Yield
PHF
$156K 0.08%
22,075
– –
MRK icon
119
Merck
MRK
$324B
$155K 0.08%
2,815
+719
+34% +$38.3K
CXE
120
DELISTED
MFS High Income Municipal Trust
CXE
$149K 0.08%
27,088
-11,246
-29% -$60.1K
NTC
121
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$145K 0.08%
10,400
+4,000
+63% +$54.6K
ZF
122
DELISTED
Virtus Total Return Fund Inc.
ZF
$141K 0.07%
11,215
-6,168
-35% -$78.7K
JPW
123
DELISTED
Nuveen Flexible Invstment Fd
JPW
$140K 0.07%
8,881
– –
INO icon
124
Inovio Pharmaceuticals
INO
$79.8M
$139K 0.07%
1,250
– –
SRV
125
NXG Cushing Midstream Energy Fund
SRV
$232M
$134K 0.07%
2,725
– –
3 4
5
6 7

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Thomas J. Herzfeld Advisors held 353 positions worth $189M, down 2.4% from $193M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $9.39M in Q2 2016, closing 46 positions and reducing 85 holdings. Its most notable exit was Virtus Total Return Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in ATN International worth $933K.

  • Thomas J. Herzfeld Advisors's largest Q2 2016 buy was ATN International: 11,988 shares worth $933K.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q2 2016, an estimated $4.03M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2016 reduction was Cornerstone Strategic Value Fund, cutting an estimated $1.55M.
  • Thomas J. Herzfeld Advisors fully exited Virtus Total Return Fund in Q2 2016, selling an estimated $3.17M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 35% of its $189M portfolio in Q2 2016.
  • Thomas J. Herzfeld Advisors opened 21 new positions and closed 46 in Q2 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.4% quarter-over-quarter to $189M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2016, filed 11 Aug 2016.