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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMU
76
DELISTED
MFS High Yield Municipal Trust
CMU
$359K 0.14%
114,670
+112,740
+5,841% +$368K
CXH
77
DELISTED
MFS Investment Grade Municipal Trust
CXH
$356K 0.14%
50,389
+49,549
+5,899% +$367K
LLY icon
78
Eli Lilly
LLY
$1.03T
$355K 0.14%
661
-1
-0.2% -$515
IBB icon
79
iShares Biotechnology ETF
IBB
$9.52B
$349K 0.13%
2,850
– –
OFG icon
80
OFG Bancorp
OFG
$2.22B
$345K 0.13%
11,541
– –
INSI
81
DELISTED
Insight Select Income Fund
INSI
$334K 0.13%
22,200
-86,566
-80% -$1.33M
MHF
82
Western Asset Municipal High Income Fund
MHF
$152M
$319K 0.12%
52,358
+49,845
+1,983% +$316K
DTF
83
DTF Tax-Free Income 2028 Term Fund
DTF
$80.5M
$317K 0.12%
29,723
+28,223
+1,882% +$307K
NUW icon
84
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$298K 0.12%
22,244
+21,156
+1,944% +$286K
MRK icon
85
Merck
MRK
$321B
$291K 0.11%
2,830
– –
NIM icon
86
Nuveen Select Maturities Municipal Fund
NIM
$114M
$251K 0.1%
29,637
+28,207
+1,973% +$250K
GLD icon
87
SPDR Gold Trust
GLD
$133B
$240K 0.09%
1,398
– –
JPT
88
DELISTED
Nuveen Preferred and Income Fund
JPT
$232K 0.09%
14,807
+5,041
+52% +$80.6K
WIA
89
Western Asset Inflation-Linked Income Fund
WIA
$185M
$213K 0.08%
27,257
+193
+0.7% +$1.59K
AMX icon
90
America Movil
AMX
$76B
$190K 0.07%
10,970
– –
AMGN icon
91
Amgen
AMGN
$209B
$188K 0.07%
700
– –
CWCO icon
92
Consolidated Water Co
CWCO
$474M
$173K 0.07%
6,092
– –
NUV icon
93
Nuveen Municipal Value Fund
NUV
$1.92B
$170K 0.07%
20,630
+19,640
+1,984% +$167K
SPY icon
94
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$167K 0.06%
390
– –
CEF icon
95
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$139K 0.05%
8,000
– –
GSIE icon
96
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.04B
$129K 0.05%
4,302
– –
NPWR.WS icon
97
NET Power Inc Warrants
NPWR.WS
$14.6M
$129K 0.05%
29,742
– –
MLN icon
98
VanEck Long Muni ETF
MLN
$679M
$121K 0.05%
+7,270
New +$127K
PIM
99
Franklin Master Intermediate Income Trust
PIM
$149M
$120K 0.05%
39,670
-149,142
-79% -$468K
TTP
100
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$120K 0.05%
4,268
+380
+10% +$10.8K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.