We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OFG icon
76
OFG Bancorp
OFG
$2.21B
$301K 0.12%
11,541
+4,000
+53% +$100K
TFLO icon
77
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$277K 0.11%
5,458
-164,371
-97% -$8.31M
NXG
78
NXG NextGen Infrastructure Income Fund
NXG
$312M
$254K 0.1%
6,603
-272
-4% -$10K
GLD icon
79
SPDR Gold Trust
GLD
$133B
$249K 0.1%
1,398
– –
FXY icon
80
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$238K 0.09%
3,680
– –
AMX icon
81
America Movil
AMX
$75.1B
$237K 0.09%
10,970
-28
-0.3% -$608
WIA
82
Western Asset Inflation-Linked Income Fund
WIA
$185M
$224K 0.09%
27,064
+179
+0.7% +$1.53K
SPY icon
83
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$173K 0.07%
390
– –
JPT
84
DELISTED
Nuveen Preferred and Income Fund
JPT
$157K 0.06%
+9,766
New +$155K
AMGN icon
85
Amgen
AMGN
$210B
$155K 0.06%
700
– –
CWCO icon
86
Consolidated Water Co
CWCO
$472M
$148K 0.06%
6,092
– –
CEF icon
87
Sprott Physical Gold and Silver Trust
CEF
$7.48B
$144K 0.06%
8,000
– –
GSIE icon
88
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.93B
$135K 0.05%
4,302
– –
HNW
89
DELISTED
Pioneer Diversified High Income Fund
HNW
$130K 0.05%
+12,863
New +$129K
NVS icon
90
Novartis
NVS
$301B
$121K 0.05%
1,200
– –
FXB icon
91
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.2M
$119K 0.05%
973
– –
FXE icon
92
Invesco CurrencyShares Euro Currency Trust
FXE
$344M
$114K 0.05%
1,126
– –
ENX
93
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$109K 0.04%
+11,643
New +$111K
BMY icon
94
Bristol-Myers Squibb
BMY
$130B
$109K 0.04%
1,700
– –
TTP
95
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$106K 0.04%
+3,888
New +$102K
TEAF
96
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$101K 0.04%
+8,080
New +$103K
NPWR.WS icon
97
NET Power Inc Warrants
NPWR.WS
$13.9M
$99.9K 0.04%
+29,742
New +$103K
QQQ icon
98
Invesco QQQ Trust
QQQ
$441B
$99.7K 0.04%
270
– –
SONY icon
99
Sony
SONY
$137B
$98.1K 0.04%
5,445
-925
-15% -$17.4K
ABBV icon
100
AbbVie
ABBV
$466B
$97.3K 0.04%
722
+15
+2% +$2.2K
2 3
4
5 6

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.