TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+4.75%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$251M
AUM Growth
+$251M
Cap. Flow
-$4.26M
Cap. Flow %
-1.7%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

1
FSCO
FS Credit Opportunities Corp
FSCO
$20.3M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
$7.47M
3
FTF
Franklin Limited Duration Income Trust
FTF
$4.61M
4
OCCI
OFS Credit Co
OCCI
$4.01M
5
DIAX icon
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$2.64M

Top Sells

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
$8.33M
3
OXLC
Oxford Lane Capital
OXLC
$6.25M
4
SDS icon
ProShares UltraShort S&P500
SDS
$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$4.34M

Sector Composition

1 Financials 16.58%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OFG icon
76
OFG Bancorp
OFG
$1.98B
$301K 0.12%
11,541
+4,000
+53% +$104K
TFLO icon
77
iShares Treasury Floating Rate Bond ETF
TFLO
$6.71B
$277K 0.11%
5,458
-164,371
-97% -$8.33M
NXG
78
NXG NextGen Infrastructure Income Fund
NXG
$198M
$254K 0.1%
6,603
-272
-4% -$10.5K
GLD icon
79
SPDR Gold Trust
GLD
$111B
$249K 0.1%
1,398
– –
FXY icon
80
Invesco CurrencyShares Japanese Yen Trust
FXY
$559M
$238K 0.09%
3,680
– –
AMX icon
81
America Movil
AMX
$58.9B
$237K 0.09%
10,970
-28
-0.3% -$606
WIA
82
Western Asset Inflation-Linked Income Fund
WIA
$196M
$224K 0.09%
27,064
+179
+0.7% +$1.48K
SPY icon
83
SPDR S&P 500 ETF Trust
SPY
$656B
$173K 0.07%
390
– –
JPT
84
DELISTED
Nuveen Preferred and Income Fund
JPT
$157K 0.06%
+9,766
New +$157K
AMGN icon
85
Amgen
AMGN
$153B
$155K 0.06%
700
– –
CWCO icon
86
Consolidated Water Co
CWCO
$519M
$148K 0.06%
6,092
– –
CEF icon
87
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$144K 0.06%
8,000
– –
GSIE icon
88
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.18B
$135K 0.05%
4,302
– –
HNW
89
Pioneer Diversified High Income Fund
HNW
$107M
$130K 0.05%
+12,863
New +$130K
NVS icon
90
Novartis
NVS
$248B
$121K 0.05%
1,200
– –
FXB icon
91
Invesco CurrencyShares British Pound Sterling Trust
FXB
$90.4M
$119K 0.05%
973
– –
FXE icon
92
Invesco CurrencyShares Euro Currency Trust
FXE
$527M
$114K 0.05%
1,126
– –
ENX
93
Eaton Vance New York Municipal Bond Fund
ENX
$168M
$109K 0.04%
+11,643
New +$109K
BMY icon
94
Bristol-Myers Squibb
BMY
$96.7B
$109K 0.04%
1,700
– –
TTP
95
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$106K 0.04%
+3,888
New +$106K
TEAF
96
Ecofin Sustainable & Social Impact Term Fund
TEAF
$162M
$101K 0.04%
+8,080
New +$101K
NPWR.WS icon
97
NET Power Inc. Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
NPWR.WS
$40.1M
$99.9K 0.04%
+29,742
New +$99.9K
QQQ icon
98
Invesco QQQ Trust
QQQ
$364B
$99.7K 0.04%
270
– –
SONY icon
99
Sony
SONY
$162B
$98.1K 0.04%
1,089
-185
-15% -$16.7K
ABBV icon
100
AbbVie
ABBV
$374B
$97.3K 0.04%
722
+15
+2% +$2.02K
2 3
4
5 6