We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEN
76
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$244K 0.1%
14,089
+2,240
+19% +$38.9K
LLY icon
77
Eli Lilly
LLY
$1.08T
$243K 0.1%
663
– –
GLD icon
78
SPDR Gold Trust
GLD
$131B
$237K 0.1%
1,398
– –
WIA
79
Western Asset Inflation-Linked Income Fund
WIA
$185M
$230K 0.09%
26,716
+233
+0.9% +$2.06K
AMX icon
80
America Movil
AMX
$74.6B
$200K 0.08%
10,998
– –
AMGN icon
81
Amgen
AMGN
$209B
$184K 0.08%
700
– –
SPY icon
82
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$149K 0.06%
390
– –
CEF icon
83
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$143K 0.06%
8,000
– –
NXG
84
NXG NextGen Infrastructure Income Fund
NXG
$306M
$140K 0.06%
3,655
+490
+15% +$19.6K
STK
85
Columbia Seligman Premium Technology Growth Fund
STK
$806M
$124K 0.05%
+5,332
New +$133K
GSIE icon
86
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$124K 0.05%
4,302
+105
+3% +$2.9K
BMY icon
87
Bristol-Myers Squibb
BMY
$129B
$122K 0.05%
1,700
– –
ABBV icon
88
AbbVie
ABBV
$465B
$114K 0.05%
707
+3
+0.4% +$460
FXB icon
89
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.1M
$113K 0.05%
973
– –
FXE icon
90
Invesco CurrencyShares Euro Currency Trust
FXE
$344M
$111K 0.05%
1,126
– –
NVS icon
91
Novartis
NVS
$302B
$109K 0.04%
1,200
-44
-4% -$3.71K
UNH icon
92
UnitedHealth
UNH
$382B
$103K 0.04%
195
-30
-13% -$15.9K
SONY icon
93
Sony
SONY
$137B
$93.3K 0.04%
6,115
+445
+8% +$6.65K
GDX icon
94
VanEck Gold Miners ETF
GDX
$22.5B
$91.1K 0.04%
+3,180
New +$85K
CWCO icon
95
Consolidated Water Co
CWCO
$472M
$90.2K 0.04%
6,092
-31,000
-84% -$497K
USO icon
96
United States Oil Fund
USO
$2.15B
$87.6K 0.04%
1,250
– –
TRIN icon
97
Trinity Capital Inc.
TRIN
$1.58B
$86.5K 0.04%
7,917
-4,106
-34% -$47.8K
NVO
98
Novo Nordisk
NVO
$228B
$74.8K 0.03%
1,106
-376
-25% -$22K
ASA
99
ASA Gold and Precious Metals
ASA
$924M
$72.1K 0.03%
5,042
+4
+0.1% +$54
QQQ icon
100
Invesco QQQ Trust
QQQ
$436B
$71.9K 0.03%
270
– –
2 3
4
5 6

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.