TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $292M
1-Year Est. Return 6.87%
This Quarter Est. Return
1 Year Est. Return
+6.87%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$241M
AUM Growth
-$25.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
346
New
Increased
Reduced
Closed

Top Buys

1
+$10M
2
+$8.78M
3
+$3.5M
4
SPE
Special Opportunities Fund
SPE
+$1.71M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.42M

Top Sells

1
+$5.09M
2
+$4.37M
3
+$3M
4
ECC
Eagle Point Credit Co
ECC
+$2M
5
SAR icon
Saratoga Investment
SAR
+$1.97M

Sector Composition

1 Financials 7.6%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$335K 0.14%
2,850
77
$268K 0.11%
39,084
+440
78
$258K 0.11%
2,830
79
$257K 0.11%
26,286
+170
80
$236K 0.1%
1,398
81
$233K 0.1%
+13,557
82
$225K 0.09%
10,998
-50
83
$217K 0.09%
13,763
+1,012
84
$215K 0.09%
663
+21
85
$200K 0.08%
24,888
86
$170K 0.07%
700
87
$152K 0.06%
17,559
88
$147K 0.06%
390
+170
89
$135K 0.06%
8,000
90
$135K 0.06%
3,700
-1,837
91
$134K 0.06%
10,878
-46,500
92
$131K 0.05%
1,700
93
$117K 0.05%
4,197
94
$116K 0.05%
225
95
$114K 0.05%
9,925
-26,351
96
$108K 0.04%
704
97
$105K 0.04%
1,244
98
$100K 0.04%
4,000
-28,457
99
$100K 0.04%
1,250
100
$97K 0.04%
3,853
-1,300
2 3
4
5 6