TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-11.97%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$241M
AUM Growth
+$241M
Cap. Flow
-$2.01M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.21%
Holding
346
New
20
Increased
82
Reduced
58
Closed
24

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$10M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$8.78M
3
CRF
Cornerstone Total Return Fund
CRF
$3.5M
4
SPE
Special Opportunities Fund
SPE
$1.71M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.42M

Top Sells

1
HFRO
Highland Opportunities and Income Fund
HFRO
$5.09M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$4.37M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$3M
4
ECC
Eagle Point Credit Co
ECC
$2M
5
SAR icon
Saratoga Investment
SAR
$1.97M

Sector Composition

1 Financials 7.6%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBB icon
76
iShares Biotechnology ETF
IBB
$5.68B
$335K 0.14%
2,850
– –
DMA
77
Destra Multi-Alternative Fund
DMA
$77.4M
$268K 0.11%
39,084
+440
+1% +$3.02K
MRK icon
78
Merck
MRK
$210B
$258K 0.11%
2,830
– –
WIA
79
Western Asset Inflation-Linked Income Fund
WIA
$196M
$257K 0.11%
26,286
+170
+0.7% +$1.66K
GLD icon
80
SPDR Gold Trust
GLD
$111B
$236K 0.1%
1,398
– –
CEFS icon
81
Saba Closed-End Funds ETF
CEFS
$315M
$233K 0.1%
+13,557
New +$233K
AMX icon
82
America Movil
AMX
$58.9B
$225K 0.09%
10,998
-50
-0.5% -$1.02K
LRFC
83
DELISTED
Logan Ridge Finance Corp
LRFC
$217K 0.09%
13,763
+1,012
+8% +$16K
LLY icon
84
Eli Lilly
LLY
$661B
$215K 0.09%
663
+21
+3% +$6.81K
MXE
85
Mexico Equity and Income Fund
MXE
$49.2M
$200K 0.08%
24,888
– –
AMGN icon
86
Amgen
AMGN
$153B
$170K 0.07%
700
– –
CCL icon
87
Carnival Corp
CCL
$42.5B
$152K 0.06%
17,559
– –
SPY icon
88
SPDR S&P 500 ETF Trust
SPY
$656B
$147K 0.06%
390
+170
+77% +$64.1K
PFX icon
89
PhenixFIN
PFX
$96.1M
$135K 0.06%
3,700
-1,837
-33% -$67K
CEF icon
90
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$135K 0.06%
8,000
– –
ISD
91
PGIM High Yield Bond Fund
ISD
$484M
$134K 0.06%
10,878
-46,500
-81% -$573K
BMY icon
92
Bristol-Myers Squibb
BMY
$96.7B
$131K 0.05%
1,700
– –
GSIE icon
93
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.18B
$117K 0.05%
4,197
– –
UNH icon
94
UnitedHealth
UNH
$279B
$116K 0.05%
225
– –
GHY
95
PGIM Global High Yield Fund
GHY
$546M
$114K 0.05%
9,925
-26,351
-73% -$303K
ABBV icon
96
AbbVie
ABBV
$374B
$108K 0.04%
704
– –
NVS icon
97
Novartis
NVS
$248B
$105K 0.04%
1,244
– –
PVI icon
98
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$100K 0.04%
4,000
-28,457
-88% -$711K
USO icon
99
United States Oil Fund
USO
$967M
$100K 0.04%
1,250
– –
STK
100
Columbia Seligman Premium Technology Growth Fund
STK
$523M
$97K 0.04%
3,853
-1,300
-25% -$32.7K
2 3
4
5 6