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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSLR
76
Neostellar Capital Corp
NSLR
$258M
$362K 0.16%
28,074
-16,002
-36% -$210K
WIA
77
Western Asset Inflation-Linked Income Fund
WIA
$185M
$353K 0.16%
25,625
+73
+0.3% +$1.02K
BMEZ icon
78
BlackRock Health Sciences Trust II
BMEZ
$966M
$341K 0.15%
12,648
-21,074
-62% -$603K
NUO
79
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$308K 0.14%
19,446
+152
+0.8% +$2.5K
GLD icon
80
SPDR Gold Trust
GLD
$131B
$230K 0.1%
1,398
– –
GPM
81
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$226K 0.1%
+25,136
New +$231K
VPV icon
82
Invesco Pennsylvania Value Municipal Income Trust
VPV
$195M
$215K 0.09%
16,250
-2,241
-12% -$30.2K
MRK icon
83
Merck
MRK
$322B
$213K 0.09%
2,830
– –
EVV
84
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$210K 0.09%
15,953
-316,290
-95% -$4.2M
AMX icon
85
America Movil
AMX
$74.6B
$195K 0.09%
11,048
– –
BWG
86
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$185K 0.08%
14,803
-49,093
-77% -$620K
DTF
87
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$185K 0.08%
12,774
+302
+2% +$4.49K
LRFC
88
DELISTED
Logan Ridge Finance Corp
LRFC
$154K 0.07%
+6,000
New +$160K
AMGN icon
89
Amgen
AMGN
$209B
$152K 0.07%
717
– –
LLY icon
90
Eli Lilly
LLY
$1.08T
$148K 0.07%
642
– –
MHI
91
DELISTED
Pioneer Municipal High Income Fund
MHI
$145K 0.06%
11,914
-3,972
-25% -$50.6K
PFX icon
92
PhenixFIN
PFX
$83.1M
$141K 0.06%
3,283
+1,200
+58% +$50.1K
CTR
93
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$141K 0.06%
5,875
– –
CEF icon
94
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$137K 0.06%
8,000
– –
TY icon
95
TRI-Continental Corp
TY
$1.84B
$136K 0.06%
4,073
+9
+0.2% +$308
ASLEW
96
DELISTED
AerSale Corp Warrants
ASLEW
$123K 0.05%
+20,000
New +$68.9K
CEV
97
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$120K 0.05%
8,782
+241
+3% +$3.38K
NEWT icon
98
NewtekOne
NEWT
$426M
$111K 0.05%
+4,000
New +$122K
GSIE icon
99
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$109K 0.05%
3,192
– –
PEO
100
Adams Natural Resources Fund
PEO
$731M
$109K 0.05%
7,209
+19
+0.3% +$277
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.