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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+18.82%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$214M
AUM Growth
+$65.4M
Cap. Flow
+$36.3M
Cap. Flow %
16.95%
Top 10 Hldgs %
43.52%
Holding
313
New
59
Increased
68
Reduced
46
Closed
15

Top Buys

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.99M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.36M
3
BPOP icon
Popular Inc
BPOP
+$2.62M
4
RCL icon
Royal Caribbean
RCL
+$2.45M
5
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.37M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.47M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.57M
3
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$2.08M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$1.69M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.36M

Sector Composition

Rank Sector Weight
1 Financials 4.95%
2 Industrials 4.89%
3 Consumer Discretionary 3.5%
4 Materials 1.29%
5 Utilities 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVTC icon
76
Evertec
EVTC
$1.95B
$667K 0.31%
+16,956
New +$630K
SHY icon
77
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$646K 0.3%
7,481
– –
CXH
78
DELISTED
MFS Investment Grade Municipal Trust
CXH
$583K 0.27%
59,454
+3,577
+6% +$33.9K
JRO
79
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$582K 0.27%
+67,181
New +$560K
KMF
80
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$564K 0.26%
+98,109
New +$490K
CCL icon
81
Carnival Corporation Ltd
CCL
$38B
$554K 0.26%
+25,559
New +$454K
LIVN icon
82
LivaNova
LIVN
$4.45B
$552K 0.26%
8,330
– –
MINT icon
83
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$551K 0.26%
5,400
– –
SEB icon
84
Seaboard Corp
SEB
$4.32B
$415K 0.19%
+137
New +$446K
CEM
85
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$395K 0.18%
+23,517
New +$357K
NSLR
86
Neostellar Capital Corp
NSLR
$270M
$367K 0.17%
33,356
+4,765
+17% +$41.9K
WIA
87
Western Asset Inflation-Linked Income Fund
WIA
$185M
$348K 0.16%
25,486
+164
+0.6% +$2.09K
SBI
88
Western Asset Intermediate Muni Fund
SBI
$107M
$338K 0.16%
36,762
-529
-1% -$4.78K
EVY
89
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$302K 0.14%
+21,575
New +$289K
MHI
90
DELISTED
Pioneer Municipal High Income Fund
MHI
$288K 0.13%
23,122
+901
+4% +$10.7K
PNI
91
PIMCO New York Municipal Income Fund II
PNI
$76.3M
$283K 0.13%
26,007
+1,337
+5% +$14K
KTF
92
DWS Municipal Income Trust
KTF
$346M
$275K 0.13%
23,630
+1,392
+6% +$15.6K
ENX
93
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$257K 0.12%
+20,893
New +$250K
NUO
94
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$254K 0.12%
16,206
+875
+6% +$13.5K
GLD icon
95
SPDR Gold Trust
GLD
$133B
$249K 0.12%
+1,398
New +$246K
MRK icon
96
Merck
MRK
$321B
$230K 0.11%
2,942
+14
+0.5% +$1.07K
RCS
97
PIMCO Strategic Income Fund
RCS
$243M
$216K 0.1%
31,181
+3,684
+13% +$24.2K
RMM
98
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$206K 0.1%
11,599
+652
+6% +$11.2K
MUI
99
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$198K 0.09%
13,284
– –
MHF
100
Western Asset Municipal High Income Fund
MHF
$152M
$196K 0.09%
26,131
+650
+3% +$4.79K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Thomas J. Herzfeld Advisors held 313 positions worth $214M, up 44% from $149M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $36.3M of net new capital in Q4 2020, opening 59 new positions and adding to 68 existing holdings. Its largest new stake was MasTec: 89,007 shares worth $6.07M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, up from 1.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Cornerstone Strategic Value Fund, an estimated $4.47M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2020 buy was MasTec: 89,007 shares worth $6.07M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q4 2020, an estimated $3.36M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.47M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2020, selling an estimated $60K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2020.
  • Thomas J. Herzfeld Advisors opened 59 new positions and closed 15 in Q4 2020.
  • Thomas J. Herzfeld Advisors's portfolio value rose 44% quarter-over-quarter to $214M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.