We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIVN icon
76
LivaNova
LIVN
$4.4B
$377K 0.2%
8,330
– –
BHK icon
77
BlackRock Core Bond Trust
BHK
$643M
$360K 0.19%
27,205
-68,635
-72% -$1M
MHI
78
DELISTED
Pioneer Municipal High Income Fund
MHI
$338K 0.18%
29,889
+23,809
+392% +$282K
CCL icon
79
Carnival Corporation Ltd
CCL
$38.1B
$337K 0.18%
25,559
+41
+0.2% +$1.46K
PNI
80
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$323K 0.17%
33,010
+14,184
+75% +$165K
NAD icon
81
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$298K 0.16%
+21,711
New +$314K
AFB
82
AllianceBernstein National Municipal Income Fund
AFB
$313M
$297K 0.16%
23,312
+14,907
+177% +$204K
BBN icon
83
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$288K 0.15%
+13,193
New +$324K
WIA
84
Western Asset Inflation-Linked Income Fund
WIA
$185M
$265K 0.14%
25,253
+38
+0.2% +$450
SBI
85
Western Asset Intermediate Muni Fund
SBI
$107M
$264K 0.14%
31,336
+2,577
+9% +$23.5K
MUC icon
86
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$250K 0.13%
18,757
+3,415
+22% +$47.8K
AVH
87
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$250K 0.13%
261,429
-38,600
-13% -$140K
KTF
88
DWS Municipal Income Trust
KTF
$346M
$245K 0.13%
22,758
+1,373
+6% +$15.5K
NMZ icon
89
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$237K 0.13%
+19,050
New +$264K
PGZ
90
Principal Real Estate Income Fund
PGZ
$68.4M
$219K 0.12%
18,112
-364
-2% -$6.98K
NUO
91
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$219K 0.12%
+14,889
New +$226K
MRK icon
92
Merck
MRK
$322B
$210K 0.11%
2,861
-35
-1% -$2.75K
RMM
93
RiverNorth Managed Duration Municipal Income Fund
RMM
$283M
$198K 0.11%
11,073
-1,517
-12% -$29.4K
AMX icon
94
America Movil
AMX
$76.1B
$185K 0.1%
15,698
– –
JRI icon
95
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$181K 0.1%
18,344
-366
-2% -$5.95K
EIM
96
Eaton Vance Municipal Bond Fund
EIM
$491M
$172K 0.09%
13,754
+573
+4% +$7.34K
TV icon
97
Televisa
TV
$1.48B
$165K 0.09%
28,400
– –
NEA icon
98
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$156K 0.08%
11,528
– –
AMGN icon
99
Amgen
AMGN
$208B
$142K 0.08%
700
– –
VMM
100
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$139K 0.07%
11,218
– –
2 3
4
5 6

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.