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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KF
76
Korea Fund
KF
$247M
$494K 0.22%
13,407
-9,649
-42% -$334K
TWN
77
Taiwan Fund
TWN
$493M
$471K 0.21%
25,804
+3,983
+18% +$68.6K
SGBK
78
DELISTED
Stonegate Bank
SGBK
$471K 0.21%
+10,000
New +$453K
LCM
79
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$449K 0.2%
53,177
– –
BXMX
80
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$446K 0.2%
33,624
-74,062
-69% -$977K
TDF
81
Templeton Dragon Fund
TDF
$268M
$435K 0.19%
23,135
+9,518
+70% +$169K
IHI icon
82
iShares US Medical Devices ETF
IHI
$2.99B
$432K 0.19%
17,100
– –
FCX icon
83
Freeport-McMoran
FCX
$90B
$428K 0.19%
32,000
– –
DEX
84
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$416K 0.18%
37,855
– –
SCD
85
LMP Capital and Income Fund
SCD
$353M
$409K 0.18%
28,740
– –
LIVN icon
86
LivaNova
LIVN
$4.3B
$408K 0.18%
8,330
– –
MXE
87
Mexico Equity and Income Fund
MXE
$57.6M
$381K 0.17%
35,117
+10,000
+40% +$96.2K
EVTC icon
88
Evertec
EVTC
$1.83B
$376K 0.17%
23,643
– –
CBA
89
DELISTED
ClearBridge American Energy MLP
CBA
$370K 0.16%
37,262
– –
MGU
90
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$365K 0.16%
15,984
-289
-2% -$6.23K
ASR icon
91
Grupo Aeroportuario del Sureste
ASR
$8.03B
$364K 0.16%
2,100
– –
FUND
92
Sprott Focus Trust
FUND
$293M
$362K 0.16%
48,706
+562
+1% +$4.12K
NXR
93
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$348K 0.15%
24,493
– –
FTF
94
Franklin Limited Duration Income Trust
FTF
$233M
$343K 0.15%
+28,651
New +$346K
WIW
95
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$343K 0.15%
30,700
+9,700
+46% +$108K
JGH icon
96
Nuveen Global High Income Fund
JGH
$348M
$325K 0.14%
19,725
-1,577
-7% -$25.8K
DMB
97
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$305K 0.13%
24,037
+14,000
+139% +$176K
AFB
98
AllianceBernstein National Municipal Income Fund
AFB
$312M
$303K 0.13%
22,655
+7,000
+45% +$93.4K
MAV
99
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$301K 0.13%
+27,405
New +$303K
WIA
100
Western Asset Inflation-Linked Income Fund
WIA
$185M
$297K 0.13%
25,799
+7,508
+41% +$85.6K
2 3
4
5 6

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DMBA
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.