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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INF
76
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$701K 0.39%
30,763
+512
+2% +$12.3K
NMO
77
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$694K 0.39%
52,353
-1,220
-2% -$16.1K
RFI
78
Cohen & Steers Total Return Realty Fund
RFI
$312M
$651K 0.36%
54,464
+3,082
+6% +$38.3K
GDL.PRB.CL
79
DELISTED
The GDL Fund
GDL.PRB.CL
$649K 0.36%
12,800
– –
HQH
80
abrdn Healthcare Investors
HQH
$1.24B
$647K 0.36%
23,305
+249
+1% +$6.75K
BCV
81
Bancroft Fund
BCV
$135M
$614K 0.34%
31,090
-7,296
-19% -$147K
NSC icon
82
Norfolk Southern
NSC
$77.1B
$614K 0.34%
5,500
– –
MGU
83
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$609K 0.34%
24,634
+14
+0.1% +$359
GLV
84
Clough Global Dividend & Income Fund
GLV
$77.7M
$558K 0.31%
39,033
– –
AIF
85
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$547K 0.3%
31,626
+3,130
+11% +$55.8K
KYE
86
DELISTED
Kayne Anderson Energy
KYE
$511K 0.28%
16,016
-7,044
-31% -$228K
JGT
87
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$497K 0.28%
46,610
+34
+0.1% +$380
EDD
88
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$490K 0.27%
41,468
-17,192
-29% -$223K
NBD
89
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$488K 0.27%
23,013
– –
TAHO
90
DELISTED
Tahoe Resources Inc
TAHO
$485K 0.27%
23,900
– –
HTD
91
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$457K 0.25%
22,173
+15,013
+210% +$311K
DMC
92
Del Monte Corp
DMC
$1.36B
$443K 0.25%
13,890
-3,000
-18% -$93.8K
DEX
93
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$436K 0.24%
36,300
-11,271
-24% -$142K
ANK
94
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$431K 0.24%
8,000
– –
CEN
95
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$430K 0.24%
2,200
– –
GAB.PRG icon
96
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
$51.5M
$423K 0.24%
18,615
-48,786
-72% -$1.12M
AWF
97
AllianceBernstein Global High Income Fund
AWF
$868M
$415K 0.23%
30,513
+12,260
+67% +$171K
SCD
98
LMP Capital and Income Fund
SCD
$351M
$414K 0.23%
24,515
-21,665
-47% -$383K
TGP
99
DELISTED
Teekay LNG Partners L.P.
TGP
$408K 0.23%
9,361
+1,000
+12% +$43.7K
WIW
100
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$407K 0.23%
35,075
– –
2 3
4
5 6

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PC
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DMBA
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MFC
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MEPT
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.