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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNI
76
DELISTED
Dividend and Income Fund
DNI
$559K 0.36%
38,934
+35,422
+1,009% +$559K
MGU
77
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$548K 0.35%
25,310
+15
+0.1% +$317
WIW
78
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$543K 0.35%
46,781
– –
DEX
79
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$524K 0.34%
44,018
+899
+2% +$10.5K
NIE
80
Virtus Equity & Convertible Income Fund
NIE
$715M
$520K 0.33%
28,012
+4,010
+17% +$74.7K
BCV
81
Bancroft Fund
BCV
$135M
$517K 0.33%
28,834
– –
CII icon
82
BlackRock Enhanced Captial and Income Fund
CII
$984M
$506K 0.33%
39,112
+57
+0.1% +$739
TAHO
83
DELISTED
Tahoe Resources Inc
TAHO
$482K 0.31%
26,900
– –
NVG icon
84
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$473K 0.3%
37,267
– –
NBD
85
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$471K 0.3%
25,413
– –
DMC
86
Del Monte Corp
DMC
$1.36B
$463K 0.3%
15,590
-1,100
-7% -$32K
APF
87
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$446K 0.29%
26,651
– –
NCLH icon
88
Norwegian Cruise Line
NCLH
$9.2B
$436K 0.28%
14,143
+2,309
+20% +$72.6K
SGF
89
DELISTED
Aberdeen Singapore Fund
SGF
$435K 0.28%
33,217
-457
-1% -$6.03K
GLV
90
Clough Global Dividend & Income Fund
GLV
$78.4M
$419K 0.27%
27,513
+452
+2% +$6.86K
VMC icon
91
Vulcan Materials
VMC
$36.9B
$414K 0.27%
8,000
– –
TDF
92
Templeton Dragon Fund
TDF
$270M
$402K 0.26%
15,433
– –
ILF icon
93
iShares Latin America 40 ETF
ILF
$3.79B
$383K 0.25%
10,000
– –
RNP icon
94
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$381K 0.25%
24,591
+1,500
+6% +$24.4K
MXE
95
Mexico Equity and Income Fund
MXE
$58.2M
$374K 0.24%
24,396
-400
-2% -$6.25K
EVTC icon
96
Evertec
EVTC
$1.88B
$370K 0.24%
+16,643
New +$396K
TGP
97
DELISTED
Teekay LNG Partners L.P.
TGP
$369K 0.24%
8,361
– –
ETY icon
98
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$335K 0.22%
33,274
-99,028
-75% -$1.03M
NBB icon
99
Nuveen Taxable Municipal Income Fund
NBB
$447M
$331K 0.21%
18,327
+12
+0.1% +$221
MSD
100
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$314K 0.2%
31,377
– –
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.