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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$292M
AUM Growth
+$11.3M
Cap. Flow
+$6.08M
Cap. Flow %
2.08%
Top 10 Hldgs %
49.76%
Holding
121
New
13
Increased
49
Reduced
27
Closed
17

Top Buys

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$10.3M
3
ASA
ASA Gold and Precious Metals
ASA
+$6.13M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.99M
5
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$4.36M

Top Sells

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$16.6M
2
SJB icon
ProShares Short High Yield
SJB
+$8.94M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.67M
4
EMO
ClearBridge Energy Midstream Opportunity Fund
EMO
+$3.54M
5
DMA
Destra Multi-Alternative Fund
DMA
+$3.28M

Sector Composition

Rank Sector Weight
1 Financials 11.98%
2 Communication Services 0.08%
3 Materials 0.03%
4 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFM
51
Aberdeen Municipal Income Fund
MFM
$221M
$730K 0.25%
135,397
-295,170
-69% -$1.53M
LEO
52
BNY Mellon Strategic Municipals
LEO
$386M
$585K 0.2%
93,605
+5,810
+7% +$34.6K
GLD icon
53
SPDR Gold Trust
GLD
$131B
$497K 0.17%
1,398
– –
MVT
54
DELISTED
BlackRock MuniVest Fund II
MVT
$490K 0.17%
46,110
-46,352
-50% -$478K
CXE
55
DELISTED
MFS High Income Municipal Trust
CXE
$454K 0.16%
121,948
+361
+0.3% +$1.29K
VFL
56
DELISTED
abrdn National Municipal Income Fund
VFL
$271K 0.09%
26,366
-13,663
-34% -$133K
SPY icon
57
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$260K 0.09%
390
– –
DMB
58
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$250K 0.09%
23,321
– –
CCIF
59
Carlyle Credit Income Fund
CCIF
$57.2M
$196K 0.07%
+33,684
New +$197K
QID icon
60
ProShares UltraShort QQQ
QID
$305M
$183K 0.06%
8,522
+1,034
+14% +$24.6K
QQQ icon
61
Invesco QQQ Trust
QQQ
$436B
$162K 0.06%
270
– –
NFLX icon
62
Netflix
NFLX
$307B
$120K 0.04%
1,000
– –
STK
63
Columbia Seligman Premium Technology Growth Fund
STK
$806M
$118K 0.04%
3,345
-103
-3% -$3.29K
MDY icon
64
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$89.4K 0.03%
150
– –
TMC icon
65
TMC The Metals Company
TMC
$1.49B
$82.2K 0.03%
12,911
– –
CLM icon
66
Cornerstone Strategic Value Fund
CLM
$2.16B
$79K 0.03%
9,539
-1,065,427
-99% -$8.67M
META icon
67
Meta Platforms (Facebook)
META
$1.49T
$73.4K 0.03%
100
– –
DMA
68
Destra Multi-Alternative Fund
DMA
$67.7M
$69.9K 0.02%
8,086
-377,821
-98% -$3.28M
FXY icon
69
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$37.3K 0.01%
600
– –
FPF
70
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$35.6K 0.01%
1,857
+951
+105% +$18.1K
ANGX
71
Angel Studios
ANGX
$731M
$33.1K 0.01%
+5,699
New +$45.4K
PFO
72
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
$31.3K 0.01%
3,214
+346
+12% +$3.25K
NPWR.WS icon
73
NET Power Inc Warrants
NPWR.WS
$12.4M
$24.6K 0.01%
32,771
– –
JOF
74
Japan Smaller Capitalization Fund
JOF
$316M
$19.5K 0.01%
1,851
+160
+9% +$1.64K
PCTTW
75
PureCycle Technologies Inc Warrant
PCTTW
$18.4K 0.01%
5,457
– –
1 2
3
4 5

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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Thomas J. Herzfeld Advisors held 121 positions worth $292M, up 4% from $280M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2025 filing shows 13 new, 49 increased, 27 reduced and 17 closed positions. Its largest new stake was PGIM AAA CLO ETF: 205,593 shares worth $10.6M. The largest sale was FS Credit Opportunities Corp, an estimated $16.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

  • Thomas J. Herzfeld Advisors's largest Q3 2025 buy was PGIM AAA CLO ETF: 205,593 shares worth $10.6M.
  • Thomas J. Herzfeld Advisors added most to ASA Gold and Precious Metals in Q3 2025, an estimated $6.13M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2025 reduction was FS Credit Opportunities Corp, cutting an estimated $16.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q3 2025, selling an estimated $8.94M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 50% of its $292M portfolio in Q3 2025.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 17 in Q3 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4% quarter-over-quarter to $292M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2025, filed 12 Nov 2025.