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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGTI
51
DELISTED
PGT, Inc.
PGTI
$1.4M 0.56%
48,117
-16,000
-25% -$421K
HQL
52
abrdn Life Sciences Investors
HQL
$589M
$1.4M 0.56%
+103,490
New +$1.43M
BSTZ icon
53
BlackRock Science and Technology Term Trust
BSTZ
$1.88B
$1.38M 0.55%
76,139
+75,859
+27,093% +$1.31M
LEN icon
54
Lennar Class A
LEN
$21.1B
$1.32M 0.52%
10,847
– –
ASLE icon
55
AerSale
ASLE
$307M
$1.31M 0.52%
89,206
-10,000
-10% -$161K
ASR icon
56
Grupo Aeroportuario del Sureste
ASR
$8.14B
$1.16M 0.46%
4,175
-500
-11% -$144K
VMC icon
57
Vulcan Materials
VMC
$37.4B
$1.13M 0.45%
5,000
– –
CX icon
58
Cemex
CX
$17.3B
$1.1M 0.44%
155,645
– –
BIL icon
59
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1M 0.4%
10,919
– –
IHI icon
60
iShares US Medical Devices ETF
IHI
$3.14B
$849K 0.34%
15,035
-3,000
-17% -$165K
VAC icon
61
Marriott Vacations Worldwide
VAC
$3.52B
$828K 0.33%
6,745
– –
PLYA
62
DELISTED
Playa Hotels & Resorts
PLYA
$803K 0.32%
98,605
+20,000
+25% +$181K
USFR icon
63
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$757K 0.3%
15,050
-332,127
-96% -$16.7M
CRF
64
Cornerstone Total Return Fund
CRF
$1.14B
$688K 0.27%
87,660
-279,909
-76% -$2.07M
EVTC icon
65
Evertec
EVTC
$1.94B
$624K 0.25%
16,956
– –
PIM
66
Franklin Master Intermediate Income Trust
PIM
$149M
$597K 0.24%
+188,812
New +$595K
ESRT icon
67
Empire State Realty Trust
ESRT
$976M
$553K 0.22%
73,894
– –
DCF
68
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$547K 0.22%
+72,462
New +$551K
SEB icon
69
Seaboard Corp
SEB
$4.36B
$488K 0.19%
137
– –
LIVN icon
70
LivaNova
LIVN
$4.51B
$428K 0.17%
8,330
– –
IBB icon
71
iShares Biotechnology ETF
IBB
$9.55B
$362K 0.14%
2,850
– –
MINT icon
72
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$358K 0.14%
3,587
– –
MRK icon
73
Merck
MRK
$326B
$327K 0.13%
2,830
– –
CEFS icon
74
Saba Closed-End Funds ETF
CEFS
$425M
$326K 0.13%
17,681
-4,949
-22% -$89.6K
LLY icon
75
Eli Lilly
LLY
$1.09T
$310K 0.12%
662
-1
-0.2% -$419
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.