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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVH
51
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.09M 0.4%
300,029
-840
-0.3% -$2.96K
CX icon
52
Cemex
CX
$17.3B
$1.06M 0.39%
270,645
-40,000
-13% -$147K
PGTI
53
DELISTED
PGT, Inc.
PGTI
$1.04M 0.38%
60,170
– –
IIF
54
Morgan Stanley India Investment Fund
IIF
$214M
$1.03M 0.38%
54,122
-523
-1% -$9.91K
VTA
55
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.03M 0.38%
93,230
-29
-0% -$320
WSO icon
56
Watsco Inc
WSO
$15.1B
$1.01M 0.37%
6,000
– –
ASR icon
57
Grupo Aeroportuario del Sureste
ASR
$8.14B
$1.01M 0.37%
6,600
– –
BIL icon
58
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1M 0.37%
10,919
– –
AWP
59
abrdn Global Premier Properties Fund
AWP
$379M
$996K 0.37%
+53,398
New +$987K
MUI
60
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$925K 0.34%
65,248
+10,990
+20% +$157K
ESRT icon
61
Empire State Realty Trust
ESRT
$976M
$912K 0.34%
63,894
– –
EVG
62
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$906K 0.33%
69,601
+7,541
+12% +$100K
CIB icon
63
Grupo Cibest SA
CIB
$21.1B
$904K 0.33%
18,280
– –
SEB icon
64
Seaboard Corp
SEB
$4.36B
$893K 0.33%
204
+30
+17% +$122K
OXSQ icon
65
Oxford Square Capital
OXSQ
$147M
$881K 0.33%
141,463
+1,664
+1% +$10.6K
CXH
66
DELISTED
MFS Investment Grade Municipal Trust
CXH
$848K 0.31%
85,413
-13,956
-14% -$137K
MLM icon
67
Martin Marietta Materials
MLM
$35B
$822K 0.3%
3,000
– –
FAX
68
abrdn Asia-Pacific Income Fund
FAX
$595M
$790K 0.29%
31,423
+3,262
+12% +$82.1K
EHI
69
Western Asset Global High Income Fund
EHI
$175M
$774K 0.29%
+77,924
New +$769K
BKT icon
70
BlackRock Income Trust
BKT
$332M
$767K 0.28%
42,059
– –
IHI icon
71
iShares US Medical Devices ETF
IHI
$3.14B
$760K 0.28%
18,450
– –
VMC icon
72
Vulcan Materials
VMC
$37.4B
$756K 0.28%
5,000
– –
FT
73
Franklin Universal Trust
FT
$201M
$704K 0.26%
93,375
+45,998
+97% +$340K
KMF
74
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$690K 0.25%
63,756
-94,326
-60% -$1.04M
AMX icon
75
America Movil
AMX
$77.2B
$664K 0.24%
44,690
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.