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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIE
51
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$1.07M 0.47%
95,118
-13,416
-12% -$152K
SPE
52
Special Opportunities Fund
SPE
$140M
$1.04M 0.46%
74,385
– –
GDV icon
53
Gabelli Dividend & Income Trust
GDV
$2.6B
$1.02M 0.45%
48,888
+16
+0% +$330
ZTR
54
Virtus Total Return Fund
ZTR
$340M
$945K 0.42%
80,512
-9,678
-11% -$111K
GLO
55
Clough Global Opportunities Fund
GLO
$249M
$857K 0.38%
83,243
– –
DSL
56
DoubleLine Income Solutions Fund
DSL
$1.21B
$853K 0.37%
42,500
+40,000
+1,600% +$791K
ATNI icon
57
ATN International
ATNI
$361M
$844K 0.37%
11,988
– –
ZF
58
DELISTED
Virtus Total Return Fund Inc.
ZF
$803K 0.35%
72,249
+43,789
+154% +$484K
CIB icon
59
Grupo Cibest SA
CIB
$20.4B
$789K 0.35%
19,780
– –
FSD
60
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$788K 0.35%
47,305
-1,800
-4% -$29.9K
SMM
61
DELISTED
Salient Midstream & MLP Fund
SMM
$750K 0.33%
56,085
-134,685
-71% -$1.82M
TV icon
62
Televisa
TV
$1.45B
$737K 0.32%
28,400
– –
ESRT icon
63
Empire State Realty Trust
ESRT
$976M
$700K 0.31%
33,894
– –
ASG
64
Liberty All-Star Growth Fund
ASG
$323M
$682K 0.3%
150,166
+5,864
+4% +$26K
NML
65
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$682K 0.3%
67,367
+20,582
+44% +$207K
MLM icon
66
Martin Marietta Materials
MLM
$33.6B
$655K 0.29%
3,000
– –
AMX icon
67
America Movil
AMX
$78.1B
$633K 0.28%
44,690
– –
VMC icon
68
Vulcan Materials
VMC
$36.3B
$602K 0.26%
5,000
+1,000
+25% +$122K
BSV icon
69
Vanguard Short-Term Bond ETF
BSV
$44.6B
$566K 0.25%
+7,100
New +$565K
CAF
70
Morgan Stanley China A Share Fund
CAF
$334M
$559K 0.25%
29,081
– –
MHI
71
DELISTED
Pioneer Municipal High Income Fund
MHI
$552K 0.24%
47,490
+32,490
+217% +$380K
LAQ
72
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$520K 0.23%
+22,110
New +$482K
FBP icon
73
First Bancorp
FBP
$4.4B
$509K 0.22%
+90,100
New +$572K
NEAR icon
74
iShares Short Maturity Bond ETF
NEAR
$4.8B
$503K 0.22%
+10,000
New +$502K
JMM icon
75
Nuveen Multi-Market Income Fund
JMM
$54.2M
$497K 0.22%
67,314
-1,160
-2% -$8.52K
1 2
3
4 5

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.