TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
+$188M
Cap. Flow
-$11.8M
Cap. Flow %
-6.29%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KF
51
Korea Fund
KF
$113M
$830K 0.44%
23,056
-7,579
-25% -$273K
TPZ
52
Tortoise Power & Energy Infrastructure Fund
TPZ
$121M
$815K 0.43%
36,487
-175
-0.5% -$3.91K
VAC icon
53
Marriott Vacations Worldwide
VAC
$2.69B
$788K 0.42%
10,745
-145
-1% -$10.6K
NFJ
54
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$781K 0.42%
61,787
-980
-2% -$12.4K
MIE
55
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$781K 0.42%
72,621
+61,670
+563% +$663K
ATNI icon
56
ATN International
ATNI
$241M
$780K 0.42%
11,988
– –
CIB icon
57
Grupo Cibest S.A. American Depositary Shares (each representing four (4) Preferred Shares)
CIB
$11.9B
$772K 0.41%
19,780
– –
GLO
58
Clough Global Opportunities Fund
GLO
$238M
$749K 0.4%
77,490
– –
TV icon
59
Televisa
TV
$1.51B
$730K 0.39%
28,400
– –
SPE.PRB
60
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K 0.39%
+28,218
New +$728K
ESRT icon
61
Empire State Realty Trust
ESRT
$1.32B
$710K 0.38%
+33,894
New +$710K
FSD
62
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$698K 0.37%
44,775
-50
-0.1% -$779
KOF icon
63
Coca-Cola Femsa
KOF
$17.1B
$660K 0.35%
8,799
– –
ASG
64
Liberty All-Star Growth Fund
ASG
$341M
$622K 0.33%
144,302
+3,058
+2% +$13.2K
CAF
65
Morgan Stanley China A Share Fund
CAF
$264M
$600K 0.32%
32,081
-108,383
-77% -$2.03M
MLM icon
66
Martin Marietta Materials
MLM
$36.9B
$537K 0.29%
3,000
– –
EWW icon
67
iShares MSCI Mexico ETF
EWW
$1.81B
$524K 0.28%
10,800
– –
JMM icon
68
Nuveen Multi-Market Income Fund
JMM
$59.7M
$521K 0.28%
69,474
-13,921
-17% -$104K
AMX icon
69
America Movil
AMX
$58.9B
$511K 0.27%
44,690
– –
LIVN icon
70
LivaNova
LIVN
$3.09B
$501K 0.27%
8,330
– –
NSC icon
71
Norfolk Southern
NSC
$62.4B
$461K 0.25%
4,750
-1,000
-17% -$97.1K
VMC icon
72
Vulcan Materials
VMC
$38.1B
$455K 0.24%
4,000
– –
LCM
73
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$444K 0.24%
53,177
-2,187
-4% -$18.3K
SCD
74
LMP Capital and Income Fund
SCD
$271M
$420K 0.22%
30,797
-1,515
-5% -$20.7K
TAHO
75
DELISTED
Tahoe Resources Inc
TAHO
$409K 0.22%
31,900
– –
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