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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDP
26
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$3.33M 1.21%
150,528
+6,789
+5% +$157K
ADX icon
27
Adams Diversified Equity Fund
ADX
$3.08B
$3.29M 1.19%
169,437
+15,765
+10% +$317K
OCCI
28
OFS Credit Co
OCCI
$70.2M
$3.29M 1.19%
273,083
-144,175
-35% -$1.73M
ECC
29
Eagle Point Credit Company
ECC
$497M
$3.14M 1.14%
224,391
+15,912
+8% +$230K
JRI icon
30
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$3M 1.09%
185,920
+15,274
+9% +$237K
SAR icon
31
Saratoga Investment
SAR
$314M
$2.96M 1.08%
+100,890
New +$2.93M
TBLD
32
Thornburg Income Builder Opportunities Trust
TBLD
$699M
$2.96M 1.08%
+158,805
New +$3.07M
WIW
33
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$2.93M 1.06%
215,870
+17,615
+9% +$238K
WDI
34
Western Asset Diversified Income Fund
WDI
$677M
$2.87M 1.04%
+156,835
New +$2.95M
HERZ
35
Herzfeld Credit Income Fund
HERZ
$31.6M
$2.86M 1.04%
63,519
-233
-0.4% -$10.6K
ISD
36
PGIM High Yield Bond Fund
ISD
$416M
$2.83M 1.03%
176,451
-2,700
-2% -$43.6K
PGP
37
PIMCO Global StockPLUS & Income Fund
PGP
$96.8M
$2.81M 1.02%
259,544
+86,118
+50% +$940K
FBP icon
38
First Bancorp
FBP
$4.47B
$2.76M 1%
200,211
-35,000
-15% -$482K
GHY
39
PGIM Global High Yield Fund
GHY
$480M
$2.76M 1%
182,681
-8,431
-4% -$129K
AIO
40
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$871M
$2.67M 0.97%
107,889
-323
-0.3% -$8.78K
NEE icon
41
NextEra Energy
NEE
$186B
$2.54M 0.92%
27,169
– –
BPOP icon
42
Popular Inc
BPOP
$11.1B
$2.53M 0.92%
30,814
-3,600
-10% -$292K
PTA icon
43
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
$2.45M 0.89%
+101,885
New +$2.49M
NPCT icon
44
Nuveen Core Plus Impact Fund
NPCT
$281M
$2.42M 0.88%
+132,025
New +$2.43M
JLS icon
45
Nuveen Mortgage and Income Fund
JLS
$94.9M
$2.26M 0.82%
107,917
+13,115
+14% +$275K
DMO
46
Western Asset Mortgage Opportunity Fund
DMO
$119M
$2.16M 0.78%
141,972
+6,539
+5% +$103K
MLM icon
47
Martin Marietta Materials
MLM
$35B
$1.76M 0.64%
4,000
-500
-11% -$203K
PGTI
48
DELISTED
PGT, Inc.
PGTI
$1.73M 0.63%
77,117
– –
ASLE icon
49
AerSale
ASLE
$307M
$1.71M 0.62%
96,418
+20,000
+26% +$373K
CPA icon
50
Copa Holdings
CPA
$5.71B
$1.67M 0.61%
20,250
– –
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.