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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
26
Gabelli Healthcare & Wellness Trust
GRX
$141M
$2.43M 1.13%
257,822
+14,673
+6% +$143K
FIF
27
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$2.24M 1.03%
123,969
-28,950
-19% -$527K
CCL icon
28
Carnival Corporation Ltd
CCL
$36.1B
$2.15M 1%
41,400
– –
LEN icon
29
Lennar Class A
LEN
$20.4B
$2.13M 0.98%
52,003
– –
SEB icon
30
Seaboard Corp
SEB
$4.52B
$2.11M 0.98%
535
-45
-8% -$170K
RVT icon
31
Royce Value Trust
RVT
$2.21B
$2.06M 0.96%
154,242
+2,255
+1% +$29K
AVH
32
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$2.04M 0.94%
211,569
+19,201
+10% +$144K
SEVN
33
Seven Hills Realty Trust
SEVN
$179M
$2M 0.92%
101,372
-3,661
-3% -$70.8K
CX icon
34
Cemex
CX
$17.4B
$1.9M 0.88%
245,646
+33,176
+16% +$264K
SOR
35
Source Capital
SOR
$369M
$1.8M 0.83%
+50,048
New +$1.8M
ACP
36
abrdn Income Credit Strategies Fund
ACP
$640M
$1.65M 0.76%
126,808
+119,716
+1,688% +$1.49M
JOF
37
Japan Smaller Capitalization Fund
JOF
$320M
$1.63M 0.75%
167,384
+40,974
+32% +$425K
GF
38
New Germany Fund
GF
$184M
$1.6M 0.74%
122,616
+11,650
+10% +$157K
SAVE
39
DELISTED
Spirit Airlines, Inc.
SAVE
$1.5M 0.7%
26,000
– –
WSO icon
40
Watsco Inc
WSO
$14.9B
$1.5M 0.69%
10,100
– –
NFJ
41
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.46M 0.68%
115,788
+54,001
+87% +$676K
CWCO icon
42
Consolidated Water Co
CWCO
$469M
$1.41M 0.65%
129,538
– –
BXMX
43
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.37M 0.63%
+107,686
New +$1.37M
UTF icon
44
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.31M 0.6%
67,453
-1,850
-3% -$37.1K
BPOP icon
45
Popular Inc
BPOP
$11B
$1.27M 0.59%
29,000
– –
TPZ
46
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$1.22M 0.57%
55,206
+18,719
+51% +$401K
DRA
47
DELISTED
Diversified Real Asset Income Fd
DRA
$1.21M 0.56%
77,312
-2,755
-3% -$43.8K
MIE
48
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$1.18M 0.55%
108,534
+35,913
+49% +$369K
AIF
49
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.09M 0.51%
70,779
+10,459
+17% +$159K
ZTR
50
Virtus Total Return Fund
ZTR
$340M
$1.09M 0.5%
90,190
+1,276
+1% +$14.8K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.