TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
+$188M
Cap. Flow
-$11.8M
Cap. Flow %
-6.29%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SEVN
26
Seven Hills Realty Trust
SEVN
$159M
$2.2M 1.17%
101,090
-33,575
-25% -$730K
LEN icon
27
Lennar Class A
LEN
$34.7B
$2.1M 1.12%
49,500
– –
NCLH icon
28
Norwegian Cruise Line
NCLH
$11.5B
$2.09M 1.11%
55,443
+11,000
+25% +$415K
CCL icon
29
Carnival Corp
CCL
$42.5B
$2.02M 1.08%
41,400
+7,000
+20% +$342K
FDEU
30
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$2.01M 1.07%
127,856
+11,515
+10% +$181K
SEB icon
31
Seaboard Corp
SEB
$3.85B
$2M 1.06%
580
– –
RVT icon
32
Royce Value Trust
RVT
$1.92B
$1.92M 1.02%
151,987
+559
+0.4% +$7.08K
CX icon
33
Cemex
CX
$13.3B
$1.62M 0.86%
204,298
+5,000
+3% +$39.7K
RDS.B
34
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.6M 0.85%
803
+16
+2% +$32K
GF
35
New Germany Fund
GF
$184M
$1.59M 0.85%
110,966
-1,212
-1% -$17.4K
CWCO icon
36
Consolidated Water Co
CWCO
$519M
$1.51M 0.8%
129,538
– –
UTF icon
37
Cohen & Steers Infrastructure Fund
UTF
$2.54B
$1.49M 0.8%
69,303
-33,621
-33% -$724K
WSO icon
38
Watsco
WSO
$16B
$1.42M 0.76%
10,100
– –
DRA
39
DELISTED
Diversified Real Asset Income Fd
DRA
$1.38M 0.73%
80,067
-2,174
-3% -$37.5K
JOF
40
Japan Smaller Capitalization Fund
JOF
$304M
$1.33M 0.71%
126,410
-1,010
-0.8% -$10.7K
SPE
41
Special Opportunities Fund
SPE
$166M
$1.33M 0.71%
89,267
-280
-0.3% -$4.18K
AVH
42
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.25M 0.66%
192,368
– –
FMX icon
43
Fomento Económico Mexicano
FMX
$29B
$1.12M 0.59%
12,110
+110
+0.9% +$10.1K
BPOP icon
44
Popular Inc
BPOP
$8.53B
$1.11M 0.59%
29,000
– –
SAVE
45
DELISTED
Spirit Airlines, Inc.
SAVE
$1.11M 0.59%
26,000
– –
ZTR
46
Virtus Total Return Fund
ZTR
$347M
$1.07M 0.57%
88,914
-3,550
-4% -$42.8K
NEE icon
47
NextEra Energy, Inc.
NEE
$148B
$1.02M 0.54%
8,337
-1,000
-11% -$122K
GGE
48
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$986K 0.53%
61,488
-1,800
-3% -$28.9K
GDV icon
49
Gabelli Dividend & Income Trust
GDV
$2.38B
$939K 0.5%
48,861
-64,693
-57% -$1.24M
AIF
50
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$933K 0.5%
60,320
+9,561
+19% +$148K
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