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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGD
26
abrdn Global Dynamic Dividend Fund
AGD
$317M
$2.57M 1.2%
248,934
-19,142
-7% -$193K
GRX
27
Gabelli Healthcare & Wellness Trust
GRX
$143M
$2.56M 1.19%
227,639
-4,374
-2% -$47.3K
DSL
28
DoubleLine Income Solutions Fund
DSL
$1.23B
$2.48M 1.16%
124,966
-43,780
-26% -$875K
SEB icon
29
Seaboard Corp
SEB
$4.42B
$2.35M 1.1%
570
– –
DRA
30
DELISTED
Diversified Real Asset Income Fd
DRA
$2.32M 1.08%
128,101
-3,171
-2% -$56.3K
LEN icon
31
Lennar Class A
LEN
$20.5B
$2.31M 1.07%
46,750
+4,202
+10% +$191K
FSD
32
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.21M 1.03%
135,034
-1,660
-1% -$27K
JEQ
33
DELISTED
abrdn Japan Equity Fund
JEQ
$2.19M 1.02%
270,454
-11,784
-4% -$87.9K
RCL icon
34
Royal Caribbean
RCL
$81.8B
$2.13M 0.99%
26,000
– –
RVT icon
35
Royce Value Trust
RVT
$2.21B
$2.1M 0.98%
146,693
+1,673
+1% +$23.9K
NCLH icon
36
Norwegian Cruise Line
NCLH
$9.2B
$1.97M 0.92%
36,443
– –
NDP
37
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.85M 0.86%
11,520
-2,457
-18% -$400K
UTF icon
38
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$1.73M 0.81%
76,313
+2,000
+3% +$45.6K
ZTR
39
Virtus Total Return Fund
ZTR
$340M
$1.52M 0.71%
110,890
+4,000
+4% +$55.3K
CCL icon
40
Carnival Corporation Ltd
CCL
$37.1B
$1.48M 0.69%
31,000
– –
PCF
41
High Income Securities Fund
PCF
$99.2M
$1.48M 0.69%
181,034
+12,919
+8% +$105K
BTZ icon
42
BlackRock Credit Allocation Income Trust
BTZ
$931M
$1.37M 0.64%
101,555
+25
+0% +$335
CX icon
43
Cemex
CX
$17.6B
$1.33M 0.62%
158,317
+31,496
+25% +$271K
CWCO icon
44
Consolidated Water Co
CWCO
$472M
$1.33M 0.62%
129,538
+4,300
+3% +$45.9K
KF
45
Korea Fund
KF
$239M
$1.32M 0.61%
32,924
– –
WSO icon
46
Watsco Inc
WSO
$15B
$1.27M 0.59%
10,100
-2,200
-18% -$252K
GF
47
New Germany Fund
GF
$183M
$1.26M 0.59%
81,598
+8
+0% +$118
PPT
48
Franklin Premier Income Trust
PPT
$323M
$1.24M 0.58%
236,143
+8,311
+4% +$43.5K
JOF
49
Japan Smaller Capitalization Fund
JOF
$323M
$1.21M 0.56%
121,444
-25,784
-18% -$243K
SAVE
50
DELISTED
Spirit Airlines, Inc.
SAVE
$1.16M 0.54%
15,000
+5,000
+50% +$384K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.