TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+1.37%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$44.3M
Cap. Flow %
16.09%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

1
PCF
High Income Securities Fund
PCF
$7.02M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$6.52M
3
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$4.45M
4
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
$4.35M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$4.31M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.61M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.82M
4
CRF
Cornerstone Total Return Fund
CRF
$2.46M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$2.25M

Sector Composition

1 Financials 9.66%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ORGNW icon
376
Origin Materials, Inc. Warrants
ORGNW
$2.65M
– –
-1,853
Closed -$3K
OTIS icon
377
Otis Worldwide
OTIS
$33.9B
– –
-427
Closed -$35K
PUK icon
378
Prudential
PUK
$33.8B
– –
-1,537
Closed -$60K
QSI icon
379
Quantum-Si Incorporated
QSI
$217M
– –
-965
Closed -$8K
RDY icon
380
Dr. Reddy's Laboratories
RDY
$11.8B
– –
-120
Closed -$2K
SUB icon
381
iShares Short-Term National Muni Bond ETF
SUB
$10.2B
– –
-8,266
Closed -$889K
TM icon
382
Toyota
TM
$258B
– –
-277
Closed -$49K
TMCWW
383
TMC the metals company Inc. Warrants
TMCWW
$12.8M
– –
-6,739
Closed -$6K
VPV icon
384
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
– –
-16,250
Closed -$215K
FREEW
385
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-4,243
Closed -$7K
NTCO
386
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
– –
-63
Closed -$1K
TMPOW
387
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-2,192
Closed -$1K
SUNL.WS
388
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
– –
-3,250
Closed -$4K
RONI.U
389
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
– –
-1,000
Closed -$10K
RBAC.U
390
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
– –
-298
Closed -$3K
RVI
391
DELISTED
Retail Value Inc. Common Shares
RVI
– –
-432,487
Closed -$1.05M
FMAC.WS
392
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
– –
-4,292
Closed -$5K
ASLEW
393
DELISTED
AerSale Corporation Warrants
ASLEW
– –
-20,000
Closed -$123K
PCI
394
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-240,745
Closed -$5.09M
LFG.WS
395
DELISTED
Archaea Energy Inc. Warrants, exercisable for one share of Class A common stock at an exercise price
LFG.WS
– –
-1,588
Closed -$12K
JTD
396
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-177,689
Closed -$2.82M
BOWXW
397
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
– –
-4,399
Closed -$9K
FINS.RT
398
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-73,420
Closed -$16K
JRO
399
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-182,277
Closed -$1.82M
IBMJ
400
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-78,690
Closed -$2.01M
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