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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
351
3M
MMM
$92.6B
– –
-303
Closed -$36K
MO icon
352
Altria Group
MO
$126B
– –
-615
Closed -$33K
NKE icon
353
Nike
NKE
$63.2B
– –
-560
Closed -$34K
OXY icon
354
Occidental Petroleum
OXY
$55.6B
– –
-430
Closed -$28K
PDI icon
355
PIMCO Dynamic Income Fund
PDI
$7.39B
– –
-161,319
Closed -$4.65M
PFE icon
356
Pfizer
PFE
$144B
– –
-1,358
Closed -$40K
PG icon
357
Procter & Gamble
PG
$337B
– –
-395
Closed -$28K
PM icon
358
Philip Morris
PM
$313B
– –
-402
Closed -$32K
SLB icon
359
SLB Ltd
SLB
$73.1B
– –
-353
Closed -$24K
SPG icon
360
Simon Property Group
SPG
$76.6B
– –
-230
Closed -$42K
STT icon
361
State Street
STT
$48.9B
– –
-536
Closed -$36K
TMO icon
362
Thermo Fisher Scientific
TMO
$214B
– –
-316
Closed -$39K
VZ icon
363
Verizon
VZ
$201B
– –
-662
Closed -$29K
WMT icon
364
Walmart Inc
WMT
$906B
– –
-1,251
Closed -$27K
WPM icon
365
Wheaton Precious Metals
WPM
$48.4B
– –
-1,067
Closed -$13K
XOM icon
366
ExxonMobil
XOM
$653B
– –
-378
Closed -$28K
AY
367
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-1,071
Closed -$18K
KMF
368
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-38,547
Closed -$728K
SYT
369
DELISTED
Syngenta Ag
SYT
– –
-179
Closed -$11K
TE
370
DELISTED
TECO ENERGY INC
TE
– –
-40,500
Closed -$1.06M
FDI
371
DELISTED
FORT DEARBORN INCOME SECS
FDI
– –
-5,400
Closed -$76K
TRF
372
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
– –
-3,000
Closed -$29K
CYBX
373
DELISTED
CYBERONICS INC
CYBX
– –
-8,330
Closed -$506K
11 12 13 14
15

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DMBA
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.