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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOB icon
326
Globant
GLOB
$1.58B
$1.39K ﹤0.01%
7
– –
PAGS icon
327
PagSeguro Digital
PAGS
$2.69B
$1.36K ﹤0.01%
158
– –
FN icon
328
Fabrinet
FN
$15.6B
$1.33K ﹤0.01%
8
– –
ASX icon
329
ASE Group
ASX
$77.3B
$1.28K ﹤0.01%
170
– –
LRCX icon
330
Lam Research
LRCX
$367B
$1.25K ﹤0.01%
20
-20
-50% -$1.31K
LVS icon
331
Las Vegas Sands
LVS
$31.7B
$1.24K ﹤0.01%
+27
New +$1.46K
ZTO icon
332
ZTO Express
ZTO
$18.3B
$1.21K ﹤0.01%
+50
New +$1.27K
PAC icon
333
Grupo Aeroportuario del Pacifico
PAC
$12.9B
$1.15K ﹤0.01%
7
– –
RDY icon
334
Dr. Reddy's Laboratories
RDY
$9.87B
$1.14K ﹤0.01%
85
– –
JCI icon
335
Johnson Controls International
JCI
$88.8B
$1.01K ﹤0.01%
+19
New +$1.17K
NVDA icon
336
NVIDIA
NVDA
$4.86T
$870 ﹤0.01%
+20
New +$896
DPG
337
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
– –
-5,890
Closed -$57.3K
FXB icon
338
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
– –
-973
Closed -$119K
FXE icon
339
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
– –
-1,126
Closed -$114K
ITUB icon
340
Itaú Unibanco
ITUB
$93.2B
– –
-461
Closed -$2.4K
NCA icon
341
Nuveen California Municipal Value Fund
NCA
$297M
– –
-1,120
Closed -$9.58K
NXG
342
NXG NextGen Infrastructure Income Fund
NXG
$327M
– –
-6,603
Closed -$254K
JSD
343
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-351,887
Closed -$4.06M
10 11 12 13
14

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.