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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASX icon
326
ASE Group
ASX
$68.3B
$1.32K ﹤0.01%
170
-182
-52% -$1.4K
GLOB icon
327
Globant
GLOB
$1.65B
$1.26K ﹤0.01%
+7
New +$1.15K
PAC icon
328
Grupo Aeroportuario del Pacifico
PAC
$12.9B
$1.25K ﹤0.01%
7
– –
HTHT icon
329
Huazhu Hotels Group
HTHT
$13.3B
$1.13K ﹤0.01%
29
-25
-46% -$1.09K
RDY icon
330
Dr. Reddy's Laboratories
RDY
$9.8B
$1.07K ﹤0.01%
85
-110
-56% -$1.28K
FN icon
331
Fabrinet
FN
$14.9B
$1.04K ﹤0.01%
8
-6
-43% -$641
ALB icon
332
Albemarle
ALB
$13.4B
– –
-6
Closed -$1.33K
AWP
333
abrdn Global Premier Properties Fund
AWP
$376M
– –
-373
Closed -$4.61K
BGH
334
Barings Global Short Duration High Yield Fund
BGH
$281M
– –
-77,121
Closed -$995K
DRTSW icon
335
Alpha Tau Medical Warrant
DRTSW
$53.6M
– –
-2,109
Closed -$689
FINS
336
Angel Oak Financial Strategies Income Term Trust
FINS
$416M
– –
-218,277
Closed -$2.69M
FSK icon
337
FS KKR Capital
FSK
$3.01B
– –
-5,290
Closed -$97.9K
INFY icon
338
Infosys
INFY
$51B
– –
-89
Closed -$1.55K
JD icon
339
JD.com
JD
$43.5B
– –
-32
Closed -$1.4K
JKS
340
JinkoSolar
JKS
$764M
– –
-27
Closed -$1.38K
NNY icon
341
Nuveen New York Municipal Value Fund
NNY
$157M
– –
-1,710
Closed -$14.9K
NTES icon
342
NetEase
NTES
$83B
– –
-12
Closed -$1.06K
NVCR icon
343
NovoCure
NVCR
$1.77B
– –
-22
Closed -$1.32K
NXN
344
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-8
Closed -$96
PDD icon
345
Pinduoduo
PDD
$126B
– –
-27
Closed -$2.05K
PGP
346
PIMCO Global StockPLUS & Income Fund
PGP
$96.6M
– –
-383,004
Closed -$2.84M
SDS icon
347
ProShares UltraShort S&P500
SDS
$435M
– –
-31,056
Closed -$6.21M
SQM icon
348
Sociedad Química y Minera de Chile
SQM
$19.3B
– –
-11
Closed -$892
UNH icon
349
UnitedHealth
UNH
$382B
– –
-195
Closed -$92.2K
WEN icon
350
Wendy's
WEN
$1.46B
– –
-42
Closed -$915
11 12 13
14
15

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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.