TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-4.56%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$234M
AUM Growth
+$234M
Cap. Flow
+$9.16M
Cap. Flow %
3.91%
Top 10 Hldgs %
57.02%
Holding
348
New
25
Increased
52
Reduced
51
Closed
39

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$13.8M
3
SJB icon
ProShares Short High Yield
SJB
$8.97M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
$1.7M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
$1.52M

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$6.73M
2
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$3.22M
3
PCF
High Income Securities Fund
PCF
$2.95M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$2.55M
5
VVR icon
Invesco Senior Income Trust
VVR
$2.5M

Sector Composition

1 Financials 3.97%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NBXG
326
Neuberger Berman Next Generation Connectivity Fund
NBXG
$1.15B
– –
-208,715
Closed -$2.07M
MXE
327
Mexico Equity and Income Fund
MXE
$49.2M
– –
-24,888
Closed -$200K
LU icon
328
Lufax Holding
LU
$2.66B
– –
-335
Closed -$2K
LTRYW icon
329
Lottery.com, Inc. Warrants
LTRYW
$374K
– –
-4,529
Closed -$1K
LRFC
330
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-13,763
Closed -$217K
JQC icon
331
Nuveen Credit Strategies Income Fund
JQC
$751M
– –
0
– –
ISD
332
PGIM High Yield Bond Fund
ISD
$484M
– –
-10,878
Closed -$134K
GRFS icon
333
Grifois
GRFS
$6.53B
– –
-91
Closed -$1K
ELAN icon
334
Elanco Animal Health
ELAN
$8.62B
– –
-105
Closed -$2K
ECC
335
Eagle Point Credit Co
ECC
$959M
– –
-94,431
Closed -$1.11M
FRGE.WS
336
DELISTED
Forge Global Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock a
FRGE.WS
– –
-44,802
Closed -$3K
PSTH.WS
337
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-3,000
Closed -$1K
SMM
338
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-5,000
Closed -$38K
PIPP.WS
339
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
– –
-4,597
Closed -$1K
DOMA.WS
340
DELISTED
Doma Holdings, Inc. Warrants, Every 25 warrants will be exercisable for one share of Common Stock at an exercise price of $287.50 per share of Common Stock
DOMA.WS
– –
-5,000
Closed -$1K
WE.WS
341
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
– –
-2,399
Closed -$2K
TWKS
342
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
– –
-82
Closed -$1K
AIO
343
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$822M
– –
-92,226
Closed -$1.49M
BCS icon
344
Barclays
BCS
$69.1B
– –
-4,560
Closed -$35K
BEKE icon
345
KE Holdings
BEKE
$21.8B
– –
-55
Closed -$1K
CMCSA icon
346
Comcast
CMCSA
$125B
– –
-114
Closed -$4K
DRTSW icon
347
Alpha Tau Medical Warrant
DRTSW
$6.68M
– –
-2,500
Closed -$1K
LSEAW
348
DELISTED
Landsea Homes Corporation Warrant
LSEAW
– –
-12,738
Closed -$3K
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