TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-11.97%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$241M
AUM Growth
+$241M
Cap. Flow
-$2.01M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.21%
Holding
346
New
20
Increased
82
Reduced
58
Closed
24

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$10M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$8.78M
3
CRF
Cornerstone Total Return Fund
CRF
$3.5M
4
SPE
Special Opportunities Fund
SPE
$1.71M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.42M

Top Sells

1
HFRO
Highland Opportunities and Income Fund
HFRO
$5.09M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$4.37M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$3M
4
ECC
Eagle Point Credit Co
ECC
$2M
5
SAR icon
Saratoga Investment
SAR
$1.97M

Sector Composition

1 Financials 7.6%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBAC.WS
326
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
– –
-5,099
Closed -$4K
XP icon
327
XP
XP
$9.38B
– –
-44
Closed -$1K
SHOP icon
328
Shopify
SHOP
$182B
– –
-9
Closed -$6K
SE icon
329
Sea Limited
SE
$107B
– –
-191
Closed -$23K
RIO icon
330
Rio Tinto
RIO
$102B
– –
-470
Closed -$38K
OXSQ icon
331
Oxford Square Capital
OXSQ
$172M
– –
-6,039
Closed -$25K
NML
332
Neuberger Berman Energy Infrastructure and Income Fund
NML
$486M
– –
-286,171
Closed -$1.84M
NEWT icon
333
NewtekOne
NEWT
$322M
– –
-5,417
Closed -$145K
JRS icon
334
Nuveen Real Estate Income Fund
JRS
$232M
– –
-14,296
Closed -$169K
JQC icon
335
Nuveen Credit Strategies Income Fund
JQC
$751M
– –
-484,927
Closed -$3M
IEX icon
336
IDEX
IEX
$12.1B
– –
-22
Closed -$4K
ICE icon
337
Intercontinental Exchange
ICE
$100B
– –
-29
Closed -$4K
HON icon
338
Honeywell
HON
$136B
– –
-37
Closed -$7K
GDL
339
GDL Fund
GDL
$96.2M
– –
-4,983
Closed -$43K
CEE
340
Central and Eastern Europe Fund
CEE
$102M
– –
-190
Closed -$3K
CDW icon
341
CDW
CDW
$21.4B
– –
-30
Closed -$5K
CCAP icon
342
Crescent Capital BDC
CCAP
$590M
– –
-10,537
Closed -$188K
DCBO
343
Docebo
DCBO
$880M
– –
-383
Closed -$20K
GENI.WS
344
DELISTED
Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share each at an exercise price of $11. 50 per share
GENI.WS
– –
-1,319
Closed -$1K
ABNB icon
345
Airbnb
ABNB
$76.5B
– –
-178
Closed -$31K
AMD icon
346
Advanced Micro Devices
AMD
$263B
– –
-37
Closed -$4K
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