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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHT icon
326
Chunghwa Telecom
CHT
$33.3B
$2K ﹤0.01%
63
– –
EXPO icon
327
Exponent
EXPO
$3.15B
$2K ﹤0.01%
22
– –
FICO icon
328
Fair Isaac
FICO
$23.9B
$2K ﹤0.01%
4
– –
B
329
Barrick Mining
B
$62.1B
$2K ﹤0.01%
105
– –
IFN
330
Aberdeen India Fund
IFN
$500M
$2K ﹤0.01%
83
– –
IIF
331
Morgan Stanley India Investment Fund
IIF
$216M
$2K ﹤0.01%
76
– –
JKHY icon
332
Jack Henry & Associates
JKHY
$10.7B
$2K ﹤0.01%
13
– –
JXN icon
333
Jackson Financial
JXN
$8.58B
$2K ﹤0.01%
+76
New +$2.07K
NTES icon
334
NetEase
NTES
$84.7B
$2K ﹤0.01%
25
– –
PAGS icon
335
PagSeguro Digital
PAGS
$2.72B
$2K ﹤0.01%
36
– –
RDY icon
336
Dr. Reddy's Laboratories
RDY
$9.82B
$2K ﹤0.01%
120
-110
-48% -$1.47K
ROL icon
337
Rollins
ROL
$18.2B
$2K ﹤0.01%
62
– –
UL icon
338
Unilever
UL
$137B
$2K ﹤0.01%
25
– –
UMC icon
339
United Microelectronic
UMC
$49.9B
$2K ﹤0.01%
+208
New +$2.23K
DCT
340
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$2K ﹤0.01%
49
– –
AZPN
341
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$2K ﹤0.01%
20
– –
GDS icon
342
GDS Holdings
GDS
$6.37B
$1K ﹤0.01%
+26
New +$1.6K
LU icon
343
Lufax Holding
LU
$1.42B
$1K ﹤0.01%
+47
New +$1.56K
MMYT icon
344
MakeMyTrip
MMYT
$5.29B
$1K ﹤0.01%
52
– –
TCOM icon
345
Trip.com Group
TCOM
$29.3B
$1K ﹤0.01%
42
-48
-53% -$1.38K
TDY icon
346
Teledyne Technologies
TDY
$30.2B
$1K ﹤0.01%
3
– –
XP icon
347
XP
XP
$8.91B
$1K ﹤0.01%
32
– –
NTCO
348
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$1K ﹤0.01%
+63
New +$1.29K
TMPOW
349
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$1K ﹤0.01%
2,192
– –
ADSK icon
350
Autodesk
ADSK
$48.5B
– –
-9
Closed -$3K
12 13
14
15 16

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.