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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKT icon
326
BlackRock Income Trust
BKT
$332M
– –
-1,667
Closed -$31K
BP icon
327
BP
BP
$107B
– –
-1,103
Closed -$36K
GGN
328
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
– –
-500
Closed -$11K
GLQ
329
Clough Global Equity Fund
GLQ
$152M
– –
-38,727
Closed -$569K
GLV
330
Clough Global Dividend & Income Fund
GLV
$77.6M
– –
-16,769
Closed -$245K
ITUB icon
331
Itaú Unibanco
ITUB
$91.6B
– –
-3,989
Closed -$16K
NML
332
Neuberger Energy Infrastructure and Income Fund Inc
NML
$569M
– –
-5,015
Closed -$81K
NVO
333
Novo Nordisk
NVO
$225B
– –
-812
Closed -$22K
PCEF icon
334
Invesco CEF Income Composite ETF
PCEF
$795M
– –
-10,000
Closed -$227K
RTX icon
335
RTX Corp
RTX
$295B
– –
-227
Closed -$16K
HYB
336
DELISTED
New America High Income Fund, Inc.
HYB
– –
-2,000
Closed -$17K
NDP
337
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-11,486
Closed -$1.69M
CEM
338
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-2,761
Closed -$321K
CEN
339
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-90
Closed -$14K
STNR
340
DELISTED
STEINER LEISURE LTD
STNR
– –
-22,467
Closed -$1.21M
TAI
341
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
– –
-429
Closed -$9K
ARMF
342
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
– –
-1,316
Closed -$25K
KRFT
343
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-274
Closed -$23K
HCF
344
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
– –
-319,361
Closed -$2.32M
FXX
345
DELISTED
FOXBY CORP
FXX
– –
-76,580
Closed -$136K
10 11 12 13
14

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SM
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PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.